Filing of ADT-1 for Appointment

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This discussion addresses whether a new auditor can be appointed and file the ADT-1 form when the previous auditor has not yet filed their resignation using ADT-3. The consensus is that the new auditor cannot file ADT-1 until the old auditor has filed ADT-3. The company must ensure the old auditor completes their resignation filing, and the SRN of the ADT-3 filing is mandatory for the ADT-13 form.

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(Querist)
18 August 2021 Dear Sir,

Can a new auditor file ADT-1 for appointing himself as an auditor for a company even when the previous auditor has not filed ADT-3 for his resignation.

Will there be any liability on the new auditor in this case. The old auditor has given the resignation letter to the company.

Please help.

Regards,
Divyesh Jain
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CS Divesh Goyal

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CS Divesh Goyal (Expert)
18 August 2021 1. New auditor cant file form without filing of ADT-3 by old auditor.
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CS Divesh Goyal

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CS Divesh Goyal (Expert)
18 August 2021 2. New Auditor have to mention SRN of ADT-3 in ADT-1
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CS Divesh Goyal

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CS Divesh Goyal (Expert)
18 August 2021 3. It is mandatory for company to follow up with old auditor for filing of his resignation in ADT-3
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DIVYESH JAIN

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DIVYESH JAIN (Querist)
18 August 2021 Ok, Thanks a lot for sharing the information.
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