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Sudeep Kulsreshtha & Co.
28 March 2024 at 16:35



19 March 2024 at 10:12

Charges levied by HDFC Securities ?

1. Is HDFC Securities Mutual Fund Distributor?
2. Is HDFC Securities stock broking firm?
3. Does HDFC Securities (https://www.hdfcsec.com/) allows investors to invest in both direct plans and regular plans in Mutual funds?
4. What are the charges levied by HDFC Securities for transactions in Mutual funds and stock trading, like commission, brokerage fees, platform fees etc?

shivanand tandsi
05 February 2024 at 14:12

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Mr X and Mrs X wants to set up Wealth Solutions LLP. Description of services of LLP include
a) Investment Advisory (Financial Planning, Portfolio Management)
b) Mutual Fund Distribution (Mutual Fund Selection and Advice)

Mr X is non-CA and Mrs X is CA "not holding COP".

a) Can Mrs X, CA not holding "certificate of practice" become a partner in Wealth Solutions LLP where the other partner is non - CA

b) Can Mrs X chartered accountant not holding "Certificate of Practice" provide Investment / Wealth Advisory Services to the clients or Mr X can provide it.

c) Whether code of conduct of ICAI allows it or not

d) Whether any permission should be obtained by Mrs X from ICAI for becoming an Certified Investment Advisor


a) Can a chartered accountant not holding "Certificate of Practice" become a certified distributor for mutual funds.
b)Whether code of conduct of ICAI allows it or not
c)whether any permission should be obtained from ICAI for becoming a mutual fund distributor.
d) Can CA not holding "certificate of practice" become a partner in Mutual fund distributor LLP in India

Ibtesam Abdullah
26 December 2023 at 15:20

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Mohammed Ahmed
29 November 2023 at 13:03

Auditor not resigning

I am running a private limited company and the statutory auditor appointed 3 years back with whom I am not satisfied requested him to resign in the month of August 2023.
He immediately raised a bill for Rs.17000.00 as audit fees for the AY 2023-24 though he had not audited for the current year and sent me. I assured him that the payment would be settled once he shared the SRN number but he not only refused but also demanded the same amount for the current AY 2024-25. What should I do? Is there any guideline with the ICAI that the compliance should not be completed till payment is made? Can I move legally against the auditor and claim the MCA penalty from him?
Please guide

YU Mahesh
14 October 2023 at 19:49

Directors-Pvt Ltd company

We have a private limited company.The promoters are already designated as Directors and are on the board.
Question-Can we allocate the designation "Director" to other senior colleagues who are not on board.However they are responsible for their departments day to day activities