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internal audit report submission date of brokers

This query is : Resolved 

20 April 2009 what is the submission date of internal audit of all brokers to the exchange(nse, bse)

21 April 2009 Internal auditor would submit the audit report to the Proprietor/Partners/Board of respective trading/clearing member who would place the report before its Board of Directors/proprietor/partners and shall forward the same along with para-wise/point wise comments to respective stock exchanges within 3 months from the end of the relevant half year audit period. The audit report may be combined across segments and activity (trading/clearing) for respective Exchanges

03 May 2009 Agree with Mr. Manmohan


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