Employers investment policy for employee and their family membrs

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Deepak (Querist)
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07 June 2025 An individual likely to join a consulting company which do not allow employee and their family members to invest or trade in stock markets directly. Family members of the individual has investment in stocks and trade in stocks actively. What option is left for the family members of the individual to keep their investment in stocks and can trade in stocks. Please suggest the option to keep their investments and trading in stocks as per law and manageable manner. Partnership firm of family members or HUF ? In partnership firm, stocks can be kept in DMAT of partners account and trading account can be in the name of partnership firm. Please advice the way and option.
Thanks in anticipation.
Regards

Aashok Kumar Sharma

Aashok Kumar Sharma

(Expert)
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12 August 2025 Partnership firm is generally preferred for flexibility and clear separation if family members are active traders/investors.

Consult with your employer’s HR/legal to clarify the exact scope of the restriction and avoid policy violation.

Ensure full compliance with SEBI/KYC norms for DMAT/trading accounts.

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