Investments & Personal Finance QnA [Resolved]

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samarth

This Query has 2 replies

03 September 2007 at 12:29

BSE Compliances for Brokers?

The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?

husein sariya

This Query has 4 replies

30 August 2007 at 15:27

Stock Exchange Internal audit complaince & procedure

Pls let me know the stock exchange compliance & procedure referred by Internal Auditor.
Its BSE. Mr.Rao

Shivanand

This Query has 6 replies

29 August 2007 at 20:16

Investment in shares and MFs

Whether Co-operative societies(to be specific, the Societies registrered under Karnataka Souharda Sahakari Act,1997) can invest in Shares of companies listed on Recognised stock exchange or Mutual funds?

CA.Shaleen Srivastava

This Query has 4 replies

28 August 2007 at 10:31

pan card holders

one of my freind is a salaied employee and have a montly income of Rs 7300/-. he is interested in shares and want to open its dmat accounts for shares transactions. he is not apply for pan card. whether if he apply for pan card he is mandatory for apply for return.
is every pan card holder is required ti file his return or not???????????????//

Dharmesh Udeshi

This Query has 2 replies

27 August 2007 at 17:48

Transaction Charges and Service Tax

Whether stock broker is liable to collect service tax on transaction fees collected from client and paid to Exchange???

The exchange do not charge service tax on transaction fees charged to the brokers are they liable to do the Same???