This Query has 2 replies
The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?
This Query has 4 replies
Stock Exchange Internal audit complaince & procedure
Pls let me know the stock exchange compliance & procedure referred by Internal Auditor.
Its BSE. Mr.Rao
This Query has 6 replies
Investment in shares and MFs
Whether Co-operative societies(to be specific, the Societies registrered under Karnataka Souharda Sahakari Act,1997) can invest in Shares of companies listed on Recognised stock exchange or Mutual funds?
This Query has 4 replies
pan card holders
one of my freind is a salaied employee and have a montly income of Rs 7300/-. he is interested in shares and want to open its dmat accounts for shares transactions. he is not apply for pan card. whether if he apply for pan card he is mandatory for apply for return.
is every pan card holder is required ti file his return or not???????????????//
This Query has 2 replies
Transaction Charges and Service Tax
Whether stock broker is liable to collect service tax on transaction fees collected from client and paid to Exchange???
The exchange do not charge service tax on transaction fees charged to the brokers are they liable to do the Same???
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BSE Compliances for Brokers?