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BSE Compliances for Brokers?

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(Querist)
03 September 2007 The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?
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Ashok Kumar G

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Ashok Kumar G (Expert)
03 September 2007 Refer the sebi guidelines for the compliance list for the brokers
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KAAPIL

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KAAPIL (Expert)
18 November 2007 SEBI Guidelines.
SEBI Manual is available.
If CD is available then I will post in Files.
Good Luck.




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