BSE Compliances for Brokers?
This query is : Resolved
03 September 2007
The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?
Ashok Kumar G
(Expert)
03 September 2007
Refer the sebi guidelines for the compliance list for the brokers
18 November 2007
SEBI Guidelines.
SEBI Manual is available.
If CD is available then I will post in Files.
Good Luck.
SEBI Manual is available.
If CD is available then I will post in Files.
Good Luck.
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