Regarding SFT

This query is : Resolved

Kowsalya (Querist)
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05 April 2022 Sir
Can you kindly clarify whether the company engaged in stock broking services required to file form 61A for reporting of sale and purchase of securities. Will it come under reporting entity to file the same? Kindly clarify.

CA R SEETHARAMAN

CA R SEETHARAMAN (Expert)
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05 April 2022 The recognised stock exchange referred to in clause (f) of section 2 of the Securities Contracts (Regulation) Act, 1956 is required to file.

Kowsalya

Kowsalya (Querist)
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05 April 2022 Sir
received a notice to furnish acknowledgments of form 61A.(reg sft 017-purchase and sale of listing securities) to a company which used to provide stock broking services?can you kindly advise is there any such requirement?
Thanks in Advance.

CA R SEETHARAMAN

CA R SEETHARAMAN (Expert)
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05 April 2022 Repoting required on
Capital gains on transfer of
listed securities or units of
Mutual Funds
By the following entries:
 Recognised Stock Exchange;
 Depository as defined in section 2(1)(e) of
Depositories Act, 1996;
 Recognised Clearing Corporation;
 Registrar to an issue and share transfer agent
registered under section 12(1) of the SEBI Act,
1992.

Are you one of the above entity.

Kowsalya

Kowsalya (Querist)
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05 April 2022 such company is a stock broker sir

CA R SEETHARAMAN

CA R SEETHARAMAN (Expert)
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05 April 2022 Only main brokers registered with SEBI may required to submit. Sub brokers may not be required to submit it.
Check it with other brokers.

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