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Compliance officer

This query is : Resolved 
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(Querist)
18 March 2015 Can a private company appoint a compliance officer who is not a Company secretary?
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CS,CA F,Numrologi TusharSampat

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CS,CA F,Numrologi TusharSampat (Expert)
18 March 2015 no, as only a cs can be appointed as compliance officer.
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Mr. Popat Lal

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Mr. Popat Lal (Querist)
18 March 2015 The said company is a SEBI registered investment adviser and as per the regulations, appointment of a compliance officer is mandatory. The company has appointed a compliance officer who is not a cs, but they have not filed any relevant MCA form in this regard.. what is the probable solution now?

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