Compliance officer
This query is : Resolved
Mr. Popat Lal
(Querist)
18 March 2015
Can a private company appoint a compliance officer who is not a Company secretary?
18 March 2015
no, as only a cs can be appointed as compliance officer.
Mr. Popat Lal
(Querist)
18 March 2015
The said company is a SEBI registered investment adviser and as per the regulations, appointment of a compliance officer is mandatory. The company has appointed a compliance officer who is not a cs, but they have not filed any relevant MCA form in this regard.. what is the probable solution now?
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