Can a CA not holding "Certificate of Practice" become mutual fund distributor in India
This query is : Resolved
28 December 2023
a) Can a chartered accountant not holding "Certificate of Practice" become a certified distributor for mutual funds.
b)Whether code of conduct of ICAI allows it or not
c)whether any permission should be obtained from ICAI for becoming a mutual fund distributor.
d) Can CA not holding "certificate of practice" become a partner in Mutual fund distributor LLP in India
b)Whether code of conduct of ICAI allows it or not
c)whether any permission should be obtained from ICAI for becoming a mutual fund distributor.
d) Can CA not holding "certificate of practice" become a partner in Mutual fund distributor LLP in India
28 December 2023
a) yes.
b) Since not holding COP it's allowed.
c) No.
d) yes.
b) Since not holding COP it's allowed.
c) No.
d) yes.
28 December 2023
Thanks so much sir.
In relation to query above I have one more Query
Can CA not holding "certificate of practice" who is a partner in Mutual fund distributor LLP
a) actively participate in soliciting or advising clients
b) actively engaging in sales or distribution of financial products
c) actively engage in financial advice on mutual funds
In relation to query above I have one more Query
Can CA not holding "certificate of practice" who is a partner in Mutual fund distributor LLP
a) actively participate in soliciting or advising clients
b) actively engaging in sales or distribution of financial products
c) actively engage in financial advice on mutual funds
28 December 2023
Yes, no problem.....
......
......
14 January 2024
You can also check The Securities and Exchange Board of India for any certification / registrations needed for above
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