SOX Act 2002
This query is : Resolved
Anish George
(Querist)
19 August 2007
What is the Applicability of SOX Act
Shashi Mohan Jha
(Expert)
19 August 2007
SOX Act of 2002 applies to both U.S. and non-U.S. issuers.
It applies to all listed US Companies and also applies to non-U.S. companies that are required to file reports with
the U.S. Securities and Exchange Commission
It also applies to all non-U.S. companies that have their securities listed on the New York Stock Exchange (NYSE)& other national securities exchanges or Nasdaq and it also applies any companies proposing to do a listing at the US exchanges.
It applies to all listed US Companies and also applies to non-U.S. companies that are required to file reports with
the U.S. Securities and Exchange Commission
It also applies to all non-U.S. companies that have their securities listed on the New York Stock Exchange (NYSE)& other national securities exchanges or Nasdaq and it also applies any companies proposing to do a listing at the US exchanges.
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