Share Capital Auduit
This query is : Resolved
11 November 2008
1.What is the procedure to perform Share Capital Audit. i.e What are the books to be verified .
2. SEBI guide lines regarding Public Issue
3. Who are Lead Managers , their duties and responsibilites
2. SEBI guide lines regarding Public Issue
3. Who are Lead Managers , their duties and responsibilites
11 November 2008
Broadly speaking:
Shareholders registers.
Sharetransfer registers
Prospectus or Statement inlieu thereof.
Share application and amount received.
Bank account entries for amount received reconcilled with application.
Compliances of SEBI, FEMA CA regulations for issue.
Counterfoils of Share certificates.
Regarding lead managers it will be detailed in agreements with them.
Shareholders registers.
Sharetransfer registers
Prospectus or Statement inlieu thereof.
Share application and amount received.
Bank account entries for amount received reconcilled with application.
Compliances of SEBI, FEMA CA regulations for issue.
Counterfoils of Share certificates.
Regarding lead managers it will be detailed in agreements with them.
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