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Audit of a stock Broking Firm

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(Querist)
14 September 2009 Can anyone plz tell me abt the audit of Stock Broking Firm ... What all imp area need to be checked.
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Rajeev

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Rajeev (Expert)
18 September 2009 oops , its a huge one , cant fit in here , try a guidance note issued by ICAI in this regard .

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