LAW Articles

Understanding the concept of Transmission of Securities

Posted by Devershi Gupta 19 August 2021 1429 Views

'Transmission of Securities' means transferring the ownership of securities to legal heirs or successor or nominee or surviving joint holder, by operation of law, in case of death of a security holder, insolvency, inheritance or lunacy of the member.

Recent Amendments in SEBI Regulations

Posted by CS Tanveer Singh Saluja 17 August 2021 6359 Views

Discussing the 6 major amendments made in SEBI Regulations including SEBI (Alternative Investment Funds) (Fourth Amendment) Regulations, 2021 and SEBI (Depositories and Participants) (Amendment) Regulations, 2021 etc.

How does SEBI Protect the Interest of Investors?

Posted by Poojitha Raam Vinay

14 August 2021 83131 Views

Investor protection is a wide term that defines measures to protect the investors from malpractices of companies, merchant bankers, depository participants and other intermediaries.

Analysis: SEBI (Issue And Listing Of Non-Convertible Securities) Regulations, 2021

Posted by CS Tanveer Singh Saluja 10 August 2021 4060 Views

SEBI in its BM held on 29th June 2021 merged the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 into a single Regulation.

Major Decisions Taken at SEBI Board Meeting on 6th August 2021

Posted by CS Tanveer Singh Saluja 07 August 2021 2513 Views

On 06th August 2021, the Board of SEBI met in Mumbai. In the said meeting, the Board took various important decisions. Same has been discussed in this article. ...

Analysis: SEBI (LODR) (Third Amendment) Regulations, 2021

Posted by CS Tanveer Singh Saluja 07 August 2021 1891 Views

SEBI has notified a new set of regulations to amend the existing SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette.

Analysis: SEBI (Investment Advisers) (Third Amendment) Regulations, 2021

Posted by CS Tanveer Singh Saluja 07 August 2021 1040 Views

SEBI has notified a new set of regulations to amend the existing SEBI (Investment Advisers) Regulations, 2013 which shall come into force as on the date of its publication in the Official Gazette.

Analysis: SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 2021

Posted by CS Tanveer Singh Saluja 07 August 2021 1347 Views

SEBI has notified a new set of regulations to amend the existing SEBI (Prohibition of Insider Trading) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette.

Amendments made to SEBI (LODR) Regulations, 2015 dtd. 3rd August 2021 - Implications thereof

Posted by Ramaswami Kalidas 07 August 2021 3750 Views

In the press release issued by SEBI to announce the changes, it has been stated that the amendments made shall be prospective and therefore come into force from January 1, 2022.

Analysis: SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021

Posted by CS Tanveer Singh Saluja 06 August 2021 1961 Views

The SEBI has notified a new set of regulations to amend the existing SEBI (Alternative Investment Funds) Regulations, 2012 which shall come into force as on the date of its publication in the Official Gazette.