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Unpublished Price Sensitive Information (UPSI) - Why and How we Need to Keep it Safe

  CS SANDEEP CHAUHAN    15 September 2021 at 10:29

Reg. 2(1)(n) the SEBI (Prohibition of Insider Trading) Regulations, 2015 ("PIT Regulations") defines UPSI which is an inclusive definition and includes certain information as financial results, dividends, change in capital structure, mergers, de-mergers, acquisitions, delistings, disposals and expansion of business and such other transactions, changes in KMP.

Recent Amendments under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

  Brajesh Kumar    11 September 2021 at 09:28

Amendments in the provisions of IDs in relation with Appointment, Resignation, Removal, D&O Insurance, Cooling–off period and Declaration by IDs.

SEBI introduces T+1 settlement cycle for stocks on optional basis

  CS Tanveer Singh Saluja    08 September 2021 at 11:51

The settlement cycle is shortened after keeping in view the requests from various stakeholders and discussions with Stock Exchanges, Clearing Corporations and Depositories.

SEBI: Related Party Transactions in XBRL mode

  CS Tanveer Singh Saluja    07 September 2021 at 09:32

With a view to making the disclosure more accurate and efficient, the NSE, in consultation with SEBI, has introduced a facility for filing RPTs in XBRL mode under regulation 23(9) of LODR Regulations, 2015.

Compounding of Contraventions under FEMA, 1999

  Garvi shah    03 September 2021 at 09:36

Compounding is the settlement of an offence committed by the contravener by imposing a monetary penalty rather than going to litigation once the contravener admits to committing the offence.

Cabinet approves continuation of 1,023 fast-track special courts for 2 years

  CS Lalit Rajput    23 August 2021 at 09:35

Cabinet approves continuation of Centrally Sponsored Scheme for Fast Track Special Courts for further 2 years. 1023 Fast Track Special Court (FTSCs) to continue, including 389 exclusive POCSO Courts.

Decisions taken in SEBI Board Meeting held on 6th August 2021

  FCS Deepak Pratap Singh    20 August 2021 at 09:33

In its meeting dated 6th August 2021, the Securities and Exchange Board of India took six major decisions. Same has been discussed in this article.

SEBI Circular on Penalty for Repeated Delivery Default

  CS Lalit Rajput    19 August 2021 at 09:26

The need of the circular is to protect the interest of investors in securities, to promote the development of, and to regulate the securities market.

SEBI issues guidelines on issuance of NCDs along with warrants

  CS Lalit Rajput    19 August 2021 at 09:24

SEBI has issued guidelines for non-convertible debentures with warrants products, whereby it made the electronic book platform mandatory for the non-convertible debt instruments portion of the issue.

Understanding the concept of Transmission of Securities

  Devershi Gupta    19 August 2021 at 09:23

'Transmission of Securities' means transferring the ownership of securities to legal heirs or successor or nominee or surviving joint holder, by operation of law, in case of death of a security holder, insolvency, inheritance or lunacy of the member.

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