SEBI (Investment Advisers) (Second Amendment) Regulations, 2021



Quick Summary
The Securities and Exchange Board of India (SEBI) has introduced the Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021. These amendments, effective from their publication in the Official Gazette, update the qualification criteria for investment advisers. Specifically, Regulation 7 has been modified to include a broader range of recognised professional qualifications.

The Securities and Exchange Board of Indiamakes regulations to further amend the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 and have released theSecurities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021. Read the official no
Daily Limit Reached

You have reached your daily limit of 2 Free News

Subscribe to CCI PRO for unlimited access

Why Upgrade to CCI PRO?
  • No Ads
  • WhatsApp Broadcasts
  • Daily E-Newsletter
  • Unlimited News Access
BEST VALUE
2 YEAR PLAN
3,499
(Inclusive of GST)
1 YEAR PLAN
1,999
(Inclusive of GST)
View all CCI PRO benfits

Already a PRO member? Login here for an ad-free experience.

FAQ :

These are new regulations issued by the Securities and Exchange Board of India to further amend the existing SEBI (Investment Advisers) Regulations, 2013.

The regulations come into force on the date of their publication in the Official Gazette.

The amendments primarily update the professional qualification requirements for individuals acting as investment advisers under Regulation 7.

Accepted qualifications include a professional qualification, post-graduate degree, or diploma (minimum two years) in finance, accountancy, business management, commerce, economics, capital market, banking, insurance, or actuarial science from a recognised institution. Additionally, a Post Graduate Program in Securities Market (Investment Advisory) from NISM (minimum one year) or a CFA Charter from the CFA Institute are also recognised.

Clause (a) of sub-regulation (1) of regulation 7 has been substituted with the new qualification criteria.




News posted by

Finance news reporter covering taxation, GST, income tax, business compliance, and economy updates. I simplify complex financial topics into easy-to-understand articles for professionals, taxpayers, and business owners on leading finance and tax platforms.

Comments :


More »


Popular News





CCI Pro