Affluence Advisory
Quick Summary
Quarterly Compliances applicable to listed entities under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and other Applicable Regulations The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI LODR") mandate li
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FAQ :
The primary purpose is to ensure transparency, protect investor interests, and maintain good corporate governance among listed entities through regular disclosures to the stock exchange(s).
Key quarterly compliances include submitting statements of investor complaints, corporate governance reports, shareholding patterns, and financial results.
The Statement of Investor Complaints must be submitted within 30 days from the end of each quarter, with due dates typically falling on 30th April, 30th July, 30th October, and 30th January.
Yes, entities with paid-up equity share capital not exceeding Rs. 10 crore and net worth not exceeding Rs. 25 crore (as of the previous financial year's end) are generally exempt, along with those listed on the SME Exchange.
Quarterly financial results must be submitted within 45 days of the end of each quarter (except the last quarter), and within 60 days from the end of the financial year for annual audited results.
Non-compliance can lead to penalties and reputational damage, making it essential for listed companies to stay updated with regulatory timelines and requirements.
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