Articles by CS Lalit Rajput

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FAQs on DIR-3 KYC: Part 1

Posted by CS Lalit Rajput 23 June 2022 3470 Views

Important Questions on Filing of DIR-3 KYC

Corporate Compliance Calendar for the m/o June, 2022

Posted by CS Lalit Rajput 07 June 2022 4768 Views

This article contains various Compliance requirements for the Month of June, 2022 under various Statutory Laws. Compliance means "adhering to rules and regulations"

SEBI | Investor Grievance Redressal Mechanism

Posted by CS Lalit Rajput 04 June 2022 3726 Views

In order to protect the interests of investors insecurities and to promote the development of, and to regulate the securities market, SEBI vide Circular No. SEBI/HO/MIRSD/DOS3/P/CIR/2022/78 dated 03rd June 2022 has issued notification related to "Investor Redressal Grievance Mechanism"

SEBI revised prior approval for change in control of Portfolio Managers

Posted by CS Lalit Rajput 03 June 2022 2526 Views

In order to protect the interests of investors insecurities market and to promote the development of, and to regulate the securities market, Securities and Exchange Board of India (SEBI) vide Circular No. SEBI/HO/IMD-I/DOF1/P/CIR/2022/77 dated 02nd June, 2022 has issued notification related to "Procedure for seeking prior approval for change in control of Portfolio Managers"

SEBI Modified Cyber Security and Cyber Resilience Framework of Qualified RTAs

Posted by CS Lalit Rajput 31 May 2022 14944 Views

In order to protect the interests of investors in securities and to promote the development of, and to regulate the securities market, SEBI has issued notification related to Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents ("QRTAs")

Statutory Tax Compliance Tracker for the m/o June 2022

Posted by CS Lalit Rajput 30 May 2022 11051 Views

The article lists down Statutory Tax Compliance Tracker for the m/o June 2022

Consultation Paper on framework related entities having listed debt securities only

Posted by CS Lalit Rajput 27 May 2022 1387 Views

Securities and Exchange Board of India (SEBI) on 20th May, 2022 has released Consultation paper on introducing Framework of Schemes of Arrangement for entities that have listed only debt securities/ NCRPS'.

Appointment of Cost Auditor - Quick Process

Posted by CS Lalit Rajput 26 May 2022 8867 Views

The primary goal of cost audit is to ensure that the cost relating to production and sales encompass only those factors which are imperative and that those factors are utilized most effectively.

SEBI simplifies procedure and formats for issuance of duplicate securities certificates

Posted by CS Lalit Rajput 26 May 2022 4023 Views

Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates

CBDT notifies e-settlement scheme, 2021 - Overview

Posted by CS Lalit Rajput 07 May 2022 2260 Views

CBDT vide Notification No. 129/2021/ F.No. 370142/52/2021-TPL (Part IV) dated 01.11.2021, in exercise of its power under section 245D (11) & 245D (12) of the Income-tax Act, 1961 has issued a Scheme may be called the e-Settlement Scheme, 2021 to settle pending income-tax settlement applications transferred to a settlement commission.