Investments & Personal Finance Notification & Circulars

New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares

Notification No#SEBI/HO/DDHS/PoD1/CIR/P/2023/150 04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/PoD1/CIR/P/2023/150 Dated: September 04, 2023 To Issuers who have listed and/ or propose to list debt Securities and Non-convertible Redeemable Preference Shares All Recognized Stock Exchanges All Recognized Depos..

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Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c

Notification No#SEBI/HO/GSD/TAD/P/CIR/2023/149 04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/GSD/TAD/P/CIR/2023/149 Dated: September 4, 2023 To All listed Companies through the Stock Exchanges Dear Sir/Madam Sub: Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c ..

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Filing of Abridged Prospectus of Public Issues in XBRL format

Notification No#NSE/CML/2023/63 31 August 2023

National Stock Exchange of India Circular Ref. No.: NSE/CML/2023/63 Date: August 31, 2023 All Listed Entities All Issuers who propose to list specified securities, Sub: Filing of Abridged Prospectus of Public Issues in XBRL format The Exchange has introduced filing of Issue S..

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Guidelines for MIIs regarding Cyber security and Cyber resilience

Notification No#SEBI/HO/MRD/TPD/P/CIR/2023/146 29 August 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/TPD/P/CIR/2023/146 Dated: August 29, 2023 To, All Stock Exchanges, All Clearing Corporations, All Depositories Sir/ Madam, Subject: – Guidelines for MIIs regarding Cyber security and Cyber resilience ..

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SEBI (Depositories And Participants) (Second Amendment) Regulations, 2023

Notification No#SEBI/LAD-NRO/GN/2023/147 22 August 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd August, 2023 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (SECOND AMENDMENT) REGULATIONS, 2023 No. SEBI/LAD-NRO/GN/2023/147.—In exercise of the powers conferred by section 30 of the..

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Online processing of investor service requests and complaints by RTAs

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 ated: June 08, 2023 To, All Listed Companies (through Stock Exchanges) All Recognized Stock Exchanges All Registered Registrars to an Issue & Share Transfer Agents (RTA) Sir / Madam, ..

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SEBI - Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 Dated: June 08, 2023 To, Stock Brokers through recognized Stock Exchanges Depository Participants through recognized Depositories Clearing Members through recognized Clearing Corporations Dea..

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Participation of Mutual funds in repo transactions on Corporate Debt Securities

Notification No#Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 Dated: June 8, 2023 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: ..

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Nomination for Mutual Fund Unit Holders - Extension of timelines

Notification No#SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 28 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 Dated: March 28, 2023 To All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards of Trustees of Mutual Funds All Regi..

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Amendment to Securities Lending Scheme, 1997

Notification No#Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 27 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 Dated: March 27, 2023 To All Recognized Stock Exchanges, Depositories and Clearing Corporations Dear Sir/ Madam, Sub: Amendment to Securities Lending Scheme, 1997&..

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