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Investments & Personal Finance Notification & Circulars


Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/29     15 March 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/29 March 15, 2022 To All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards of ..


Guidelines on Accounting with respect to Indian Accounting Standards (IND AS)

 Notification No#SEBI/HO/IMD-II/DOF8/P/CIR/2022/12     04 February 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD-II/DOF8/P/CIR/2022/12 February 04, 2022 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subjec..


Disclosures in the abridged prospectus and front cover page of the offer Document

 Notification No#SEBI/HO/CFD/SSEP/CIR/P/2022/14     04 February 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/SSEP/CIR/P/2022/14 February 04, 2022 To All Recognized Stock Exchanges (except Commodity Exchanges) All Recognized Depositories Issuer Companies Merchant Bankers and Brokers registered with SEBI Registrars to an Issue ..


Disclosure obligations of high value debt listed entities in relation to Related Party Transactions

 Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006     07 January 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 January 07, 2022 To High value Debt Listed Entities. Recognized Stock Exchanges. Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Related Party Trans..


Disclosure obligations of high value debt listed entities in relation to Related Party Transactions

 Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006     07 January 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 January 07, 2022 To High value Debt Listed Entities. Recognized Stock Exchanges. Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Related Party Trans..


Disclosure obligations of high value debt listed entities in relation to Related Party Transactions

 Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006     07 January 2022

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 January 07, 2022 To High value Debt Listed Entities. Recognized Stock Exchanges. Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Related Party Trans..


SEBI (Vault Managers) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/61     31 December 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 31st December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (VAULT MANAGERS) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/61. - In exercise of the powers conferred by sub-section (1) of Section 30 read with clause (ba) of..


Non-compliance with provisions related to continuous disclosures

 Notification No#SEBI/HO/DDHS_Div2/P/CIR/2021/699     30 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS_Div2/P/CIR/2021/699 December 29, 2021 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Securities All Issuers of listed Commercial Papers Sir/Madam, Subject: Non-compliance w..


Extension of timeline for modified reporting requirements for AIFs

 Notification No#SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700     30 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 December 30, 2021 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Extension of timeline for modified reporting requirements for AIFs. 1. SEBI vide Circular No. SEBI/HO/IMD/IM..


SEBI Investment Advisory Services for Accredited Investors

 Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694     21 December 2021

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated: December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advise..





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