banner_ad

Share transaction related questions

Others 1120 views 2 replies

Hello,

I have following queries:

 

1)      Is it compulsory that all share transfer transactions of an unlisted public/private company be routed through broker registered with SEBI?

2)      If my father gives me his physical shares of any public limited company by signing Share Transfer Form and then I directly submit the documents to company’s Registrar & Transfer Agent or in house Share Transfer Department of the Company. Do I need to go through broker for this off market transaction?

3)       What kind of fees are to be paid to SEBI or anyone (if any) for such off market transaction?

4)      If I submit the copy of change of ownership documents to registrar of this public company of such off market transaction and if company do not update their registry and subsequently not pay me dividends what recourse I can take? 

Even if you know answer of 1 question please let me know.

Thanks,

Bhaumik

 

Replies (2)

Answer to 

1. When it not listed company there is no question of  sebi and transfer agent

2.What ever the stamp duty is reqd it enough to pay, then submit it to the company to enter into register of members

3. no fees to be paid to sebi for off market transactions

4. You can communicate it with company for payment of divident, since you have a share certificate 

Thank You very much Anil.


CCI Pro

Leave a Reply

Your are not logged in . Please login to post replies

Click here to Login / Register  

Related Topics
Loading
Company
ARTICLESHIP 09 June 2026
Article Trainee

Numbertree LLP

Mumbai

CA Inter

View Details
Company
16 May 2026
Account & Audit Asst

RAHUL KHANDEBHARAD & ASSOCIATES

Nashik

B.Com

View Details
Company
26 May 2026
Senior Accountant cum purchase Manager

Vardhaman Group of India

Pimpri Chinchwad

CA Inter

View Details
Company
Featured 27 May 2026
Lead Conversion Executive / Sales Closing Executive

SMJ global advisors pvt ltd

New Delhi

B.Com

View Details
Company
14 May 2026
Senior Accounts Executive

Karan Gupta & Co.

New Delhi

Graduate (Any)

View Details
Company
Featured 27 May 2026
Lead Conversion Executive / Sales Closing Executive

SMJ global advisors pvt ltd

New Delhi

B.Com

View Details
Company
09 June 2026
Accounts Associate

S Madan and CO

New Delhi

Graduate (Any)

View Details
Company
26 May 2026
Education Content Creator

Adyayam Education LLP

Bengaluru

CA Foundation

View Details