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PLEASE HELP ME IN SECURITIES LAWS AND COMPLIANCES

CS 865 views 2 replies


Which statement is TRUE OR FALSE

 

 

1)  1) Zero coupon bonds are issued at face value and redeemed at premium on face value on this maturity date

 

2)  2)Credit rating agency should within 30 days from the date of the auditor’s report ,take steps to rectify the deficiencies

 

3)  3)CEO of the company shall sign the declaration in the annual report regarding compliance with code on corporate Governance on annual basis .

 

4) 4) An issuer can make an intail public offer of convertible debt instrument without making a prior public issue of it’s equity shares and listing thereof.

 

5)  5)In case of book building the bidding terminal shall contain a physical demand and bid prices updated at periodic interval not exceeding 20 minutes

Replies (2)

1) False,,,Zero coupon bonds r issued at price lower than face value and redeemed at face value on maturity.

2) True

3) True,,,CEO/CFO certification is required as per clause 49

4) False

5) Not fully sure,, i think its True

Ans to 5. False, its 30 mins


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