Investments & Personal Finance Notification & Circulars
Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..
Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..
SEBI Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..
SEBI Circular on Mutual Funds
Notification No#CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683 10 December 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683 Dated: December 10, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Mada..
SEBI Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Notification No#Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..
SEBI Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website
Notification No#Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India ..
SEBI Publishing Investor Charter and Disclosure of complaints by AIFs
Notification No#SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of complaints by AIFs 1. With a view to prov..
SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/60 06 December 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..
SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/60 06 December 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..
Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites
Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 30 November 2021Securities and Exchange Board of India SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 November 30, 2021 To, All Debenture Trustees registered with SEBI Dear Sir / Madam, Sub: Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites 1. I..
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