Investments & Personal Finance Notification & Circulars
Non-compliance with provisions related to continuous disclosures
Notification No#SEBI/HO/DDHS_Div2/P/CIR/2021/699 30 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS_Div2/P/CIR/2021/699 December 29, 2021 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Securities All Issuers of listed Commercial Papers Sir/Madam, Subject: Non-compliance w..
Extension of timeline for modified reporting requirements for AIFs
Notification No#SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 30 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 December 30, 2021 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Extension of timeline for modified reporting requirements for AIFs. 1. SEBI vide Circular No. SEBI/HO/IMD/IM..
SEBI Investment Advisory Services for Accredited Investors
Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 21 December 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated: December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advise..
SEBI Portfolio Management Services for Accredited Investors
Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 21 December 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 Dated: December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Portfolio Management Services for Accredited Investors 1. The amendment to SEBI (Portfolio Manage..
Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 16 December 2021CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 December 16, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed..
SEBI Cut-off Time for generation of last RPF for client’s margin collection purpose and modification in framework
Notification No#SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 16 December 2021CIRCULAR SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 December 16,2021 To The Managing Directors / Chief Executive Officers Of All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cut-off Time for generation of last Risk Parameter File(RPF) for client&rsquo..
Clarifications on ‘Common and simplified norms for processing investor’s service request by RTAs
Notification No#SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 14 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..
Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..
Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts
Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 13 December 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..
SEBI Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..
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