SEBI Investment Advisory Services for Accredited Investors

Last updated: 22 December 2021

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The Securities and Exchange Board of India (SEBI) has introduced a framework for 'accredited investors' through amendments to the IA Regulations. For these investors, the fees charged by Investment Advisers (IAs) will now be determined by mutually agreed contractual terms, rather than the standard limits and modes previously specified. This change applies specifically to accredited investors, while other provisions remain in effect.

Securities and Exchange Board of India CIRCULAR No.SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated:December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advisers) Regulations, 2013 (IA Regulations) notified on August 03, 2021 (available at link), read with the Circular dated August 26, 2021inter-aliaintroduced the concept/framework of accredited investor in IA Regulati

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FAQ :

The circular concerns Investment Advisory Services for Accredited Investors and changes to fee structures.

The concept was introduced through an amendment to SEBI (Investment Advisers) Regulations, 2013, notified on August 03, 2021.

For accredited investors, fees are governed by bilaterally negotiated contractual terms between the investor and the Investment Adviser.

No, the previous limits and modes of fees specified in SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020, are not applicable to accredited investors.

No, the circular states that other provisions of the previous circular shall remain unchanged.