Investments & Personal Finance Notification & Circulars

SEBI Scheme of Arrangement by Listed Entities

Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657 16 November 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657 November 16, 2021 To All Recognized Stock Exchanges (except Commodity Exchanges) All Recognized Depositories Issuer Companies Merchant Bankers and Brokers registered with SEBI Registrars to an I..

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SEBI Framework for Regulatory Sandbox

Notification No#SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658 16 November 2021

CIRCULAR SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658 November 16, 2021 To All Recognized Stock Exchanges, Clearing Corporations and Depositories All Intermediaries Sir / Madam, Framework for Regulatory Sandbox 1. SEBI vide circular no. SEBI/HO/ITD/ITD/CIR/P/2021/575 dat..

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SEBI - Dealing in unregulated products by SEBI registered Investment Advisers

Notification No#Press Release No. 30/2021 21 October 2021

Securities and Exchange Board of India Press Release No. 30/2021 It has come to the notice of SEBI that some registered Investment Advisers are engaged in unregulated activity by providing platform for buying/selling/dealing in unregulated products including digital gold. Undertaking such u..

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Minimum percentage of trades carried out by mutual funds through RFQ platform

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641 06 October 2021

Securities and Exchange of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641 October 6, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Mini..

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Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640 October 05, 2021 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to manner and m..

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Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts) Regulations, 2014(“

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639 October 05, 2021 To All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to m..

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SEBI Revised Formats for filing Financial information for issuers of non-convertible securities

Notification No#SEBI/HO/DDHS/CIR/2021/0000000637 05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/CIR/2021/0000000637 October 5, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, Sub: Revised Formats for filing Financial information 1. V..

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SEBI Circular on Mutual Funds

Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 October 4, 2021 All Mutual Funds All Asset Management Companies Association of Mutual Funds in India All Trustee Companies/ Boards of Trustees of Mutual Funds All Registrar and Share Transfer Agents..

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Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms

Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 October 4, 2021 All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards o..

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SEBI Relaxations relating to procedural matters –Issues and Listing

Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/633 01 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/633 Dated: Oct 01, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who prop..

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