Investments & Personal Finance Notification & Circulars
Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations
Notification No#SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 23 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / M..
Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
Notification No#Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 23 November 2021Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites 1. With a ..
SEBI Master Circular on Scheme of Arrangement
Notification No#SEBI/HO/CFD/DIL1/CIR/P/2021/0000000665 23 November 2021Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2021/0000000665 November 23, 2021 To, All listed entities All the recognized Stock Exchanges Dear Sir / Madam, Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under..
Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations
Notification No#SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 23 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / M..
Disclosure obligations of listed entities in relation to Related Party Transactions
Notification No#SEBI/HO/CFD/CMD1/CIR/P/2021/662 22 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2021/662 November 22, 2021 To, All entities that have listed their specified securities All the Recognized Stock Exchanges Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Relat..
Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Notification No#SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663 22 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663 November 22, 2021 To, All Alternative Investment Funds (AIFs) Sir/ Madam, Sub: Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012 1. Regulation..
SEBI (Intermediaries) (Third Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/59 17 November 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th November, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INTERMEDIARIES) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/59. - In exercise of the powers conferred under Section 30 of the Securities and Exchan..
SEBI Scheme of Arrangement by Listed Entities
Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657 16 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657 November 16, 2021 To All Recognized Stock Exchanges (except Commodity Exchanges) All Recognized Depositories Issuer Companies Merchant Bankers and Brokers registered with SEBI Registrars to an I..
SEBI Framework for Regulatory Sandbox
Notification No#SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658 16 November 2021CIRCULAR SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658 November 16, 2021 To All Recognized Stock Exchanges, Clearing Corporations and Depositories All Intermediaries Sir / Madam, Framework for Regulatory Sandbox 1. SEBI vide circular no. SEBI/HO/ITD/ITD/CIR/P/2021/575 dat..
SEBI - Dealing in unregulated products by SEBI registered Investment Advisers
Notification No#Press Release No. 30/2021 21 October 2021Securities and Exchange Board of India Press Release No. 30/2021 It has come to the notice of SEBI that some registered Investment Advisers are engaged in unregulated activity by providing platform for buying/selling/dealing in unregulated products including digital gold. Undertaking such u..
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