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Investments & Personal Finance Notification & Circulars


SEBI Extension of time for seeking membership of BSE Administration & Supervision Limited

 Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/622     31 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/622 August 31, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Extension of time for seeking membership of BSE Administration & Supervision Limited 1. SEBI in terms of Regulation ..


SEBI Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors

 Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621     31 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621 August 31, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI)/ Registrar and Transfer Agents..


SEBI : Modalities for implementation of the framework for Accredited Investors

 Notification No#SEBI/HO/IMD/IMD-I/DF9/P/CIR/2021/620     26 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DF9/P/CIR/2021/620 August 26, 2021 To, Recognized Stock Exchanges, Depositories, Alternative Investment Funds, Portfolio Managers, Investment Advisers Dear Sir/ Madam, Sub: Modalities for implementation of the..


SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology”

 Notification No#PR No. 26/2021     25 August 2021

Securities and Exchange Board of India PR No. 26/2021 SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology” In order to strengthen the process of security creation and monitoring of security created, asset cover and covenants of the non-c..


SEBI - Penalty for Repeated Delivery Default

 Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/619     17 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/619 August 17, 2021 To, The Managing Directors / Chief Executive Officers, All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Penalty for Repeated Delivery Default 1. SE..


Disclosure of shareholding pattern of promoter(s) and promoter group entities

 Notification No#SEBI/HO/CFD/CM D/CIR/P/2021/616     13 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CM D/CIR/P/2021/616 August 13, 2021 To, All Listed entities All Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Disclosure of shareholding pattern of promoter(s) and promoter group entities. 1. Reg..


SEBI (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/42     13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/42. - In exercise of the powers conferred by section..


Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System driven disclosures - Ease of doing business

 Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/617     13 August 2021

Securities and Exchange Broad of India CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/617 August 13, 2021 To All Listed Companies All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI  (Prohibition of I..


SEBI (Depositories and Participants) (Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/43     13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/43. - In exercise of the powers conferred by Section 30 of the Securities and Ex..


SEBI Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/44     13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/44. - In exercise of the powers conferred by sections 4, 8A and 31..





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