banner_ad

PLEASE HELP ME IN SECURITIES LAWS AND COMPLIANCES

2014 views 3 replies

 

Which statement is TRUE OR FALSE

 

 

1)  1) Zero coupon bonds are issued at face value and redeemed at premium on face value on this maturity date

 

2)  2)Credit rating agency should within 30 days from the date of the auditor’s report ,take steps to rectify the deficiencies

 

3)  3)CEO of the company shall sign the declaration in the annual report regarding compliance with code on corporate Governance on annual basis .

 

4) 4) An issuer can make an intail public offer of convertible debt instrument without making a prior public issue of it’s equity shares and listing thereof.

 

5)  5)In case of book building the bidding terminal shall contain a physical demand and bid prices updated at periodic interval not exceeding 20 minutes

Replies (3)

 

1) 1)Zero coupon bonds are issued at face value and redeemed at premium on face value on this maturity date

 

 False - bonds are issued at "discounted price"

 

2)  2)Credit rating agency should within 30 days from the date of the auditor’s report ,take steps to rectify the deficiencies

    

False- they act within "Two Months"

 

 

 

 

 

 

 

 

 

 

F

 

G

 

3)CEO of the company shall sign the declaration in the annual report regarding compliance with code on corporate Governance on annual basis .

 

4) 4) An issuer can make an intail public offer of convertible debt instrument without making a prior public issue of it’s equity shares and listing thereof.

 

5)  5)In case of book building the bidding terminal shall contain a physical demand and bid prices updated at periodic interval not exceeding 20 minutes


Originally posted by : G N Reddy

 


3)CEO of the company shall sign the declaration in the annual report regarding compliance with code on corporate Governance on annual basis .

 

4) 4) An issuer can make an intail public offer of convertible debt instrument without making a prior public issue of it’s equity shares and listing thereof.

 

5)  5)In case of book building the bidding terminal shall contain a physical demand and bid prices updated at periodic interval not exceeding 20 minutes



 


CCI Pro

Leave a Reply

Your are not logged in . Please login to post replies

Click here to Login / Register  

Company
ARTICLESHIP 27 May 2026
CA Article Trainee

Rahul Dang & Associates-Chartered Accountants

Pune

CA Inter

View Details
Company
21 May 2026
Associate

PWC

Kolkata

CA

View Details
Company
ARTICLESHIP 15 May 2026
Audit Assistant / Article Trainee / Intern

SSGS and Associates

Chennai

CA Inter

View Details
Company
08 May 2026
Paid Assistants

Quick Taxperts Private Limited

Bengaluru

Graduate (Any)

View Details
Company
18 May 2026
MIS Executive

Primarc Pecan Retail Limited

Mumbai

B.Com

View Details
Company
ARTICLESHIP 17 May 2026
CA Article /Trainee

Malik Sunil & co

New Delhi

CA Foundation

View Details
Company
Featured 27 May 2026
Lead Conversion Executive / Sales Closing Executive

SMJ global advisors pvt ltd

New Delhi

B.Com

View Details
Company
Featured 27 May 2026
Lead Conversion Executive / Sales Closing Executive

SMJ global advisors pvt ltd

New Delhi

B.Com

View Details