internal controls

Internal Audit 990 views 2 replies

Hi all,

Can anyone pls give me a process wise listing of controls for a share broking organisation. Pls send it to mishtipooja @ gmail.com

Replies (2)
Originally posted by :Pooja Chopda
"

Hi all,
Can anyone pls give me a process wise listing of controls for a share broking organisation. Pls send it to mishtipooja @ gmail.com

for which dept u want process wise listing. u are dealing with retail client or HNI or institutional clients only

 

"


 

My company is dealing with retails cleints


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