banner_ad

Brokers Books

Stat Audit 822 views 1 replies

I am currently doing Stat audit of A broker.
Accordingly whatever trades they enter of their clients while trading,
automatically that entry gets entered in their accounting software.
But we dont get to see the entry as a whole as it gets directly entered in
their accounting software.

I would like to know that when a broker does purchase and sale of shares
on behalf of his clients, either the clients account gets debited or credited,
which is the corresponding account which gets debited or credited ?

Replies (1)

I would like to recommend you to go though the SEBI guidelines which is the best place to rely on.

 

Now a days Forex Trading & CFD Trading requires high attention, If you are looking for valuable information & tips on Forex, visit some reliable broker website from where you can have some good tips.

 


CCI Pro

Leave a Reply

Your are not logged in . Please login to post replies

Click here to Login / Register  

Company
Featured 14 April 2026
GST CONSULTANT

Abhishek G Agrawal & Co.

Korba

CA Final

View Details
Company
Featured 13 April 2026
GST CONSULTANCY

Abhishek G Agrawal & Co.

Korba

CA Final

View Details
Company
Featured 02 May 2026
Senior Executive

hitesh chandwani & co

Pune

B.Com

View Details
Company
Featured 29 April 2026
Manager- Finance and Compliance

Naveen Fintech Pvt Ltd

Kolkata

CA Inter

View Details
Company
Featured 28 March 2026
Accountant

Ashok Amol & Associates

New Delhi

B.Com

View Details
Company
Featured 28 March 2026
CA Final

Ashok Amol & Associates

New Delhi

CA Final

View Details