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Returns with due dates of filing by NBFC-ND-Non SI #pdf
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Sl. No. Name of AuthorityDue Date of SubmissionName of the Return Purpose 1 Advance Notice for SMA Declaration 30 days Advance Notice before declared as SMA Advance Notice NBFCs-ND-N-SI SMA-0 Reporting of Large Borrower-Section-1 and Non Cooperative Borrower-Section-4 (For Rs. 5 Cr. And above accounts) Quaterly:On or Before 21 days of the following QtrCRILC Main (Quarterly Submission) NBFCs-ND-N-SI SMA-2 Weekly : every Friday of the Month of Forming SMA-2 CRILC-SMA-2 and JLF Formation NBFCs-ND-N-SI Joint Lender Forum (JLF) Formation Within 15 days from the date SMA-2 declaration by the Lender Large Aggregate Exposure (AE), if Not createdthen within furthur period of 15 days by 2nd Large AE Lender 2 FIU (Financial Intelligence Unit)-IndiaSuspicious Transaction Status (STR Reporting)-Transaction Based Reporting Format As & When Basis:Not later than 7 working days on being satisfied that the transaction is suspicious STR TRF-1 All suspicious transactions whether or not made in cash Cash Transaction Status (CTR Reporting)-Transaction Based Reporting Format Monthly:On or before 15th day of the succeeding month CTR-TRF-1All cash transactions of the value of more than rupees ten lakhs or its equivalent in foreign currency. Reporting dates and Due dates for Returns to be submitted by NBFC-ND-Non SI BY CS GAURAV UPADHYAY CRILC (Central Repository of Information on Large Credit) 3 RBIChange in the Name, Address, Signature of Director, Auditor, Principal Officer and Company Occasional:Within 30 days from the date of occurance Company Profile Annual:Preferably to be filed by 30.06.2016 Board Resolution to the effect that the Company does not have Public Deposit and will not accept the same in the coming Financial Year Annual:Pass within 30 days for the Closure of FY and File with RBI within furthur period of 30 days Details of Assets And Liabilities Annual:30th May of every year NBS-8NBFCs-ND having asset-size of Rs.100-500 crore. Submission of a certificate from Statutory Auditor requiring it to hold COI U/s 45-IA of RBI Act and is eligible to hold it. The Certifcate shall also for Assets / Income pattern of NBFC Annual:Within 1 month from the date of finalization of Balance Sheet but not Later than 30th December of that year NBFCs-ND-NSI Audited Balance Sheet- Hard Copy (Two) and Soft Copy by mail as on March 31, 2016 (Auditors Certificate for Group Assets Size- Annual- Alredy mentioned in Balance Sheet) Annual:Preferably to be filed by 30.06.2016 Auditors Certificate for Group Assets SizeAnnual: Once in every 30th September Return on Overseas InvestmentQuaterly- within 15 Days of the Following Quater Board Approval for Policies i.e. AML/KYC and FPCAs and when revision made by RBI in the Policies 4 CREDIT INFORMATION COMPANIES Equiafax, CIBIL, CRIF High Mark & EXPERIANEvery MonthDetails of New Borrowe and Wilful Defaulters of 25 Lakhs or above / Defaulters of Rs. 1 Cr or above 5 SHARE PLEDGE REPORT National Stock Exchange Quaterly- within 15 Days of the Following Quater Annexure VI Bombay Stock ExchangeQuaterly- within 15 Days of the Following Quater Annexure VI 6 Central KYC Registry w.e.f. 15th July, 2016 Need Registraion of Entity on ASAP www.ckycindia.in For Individual Borrower Upload the KYC data within 3 days from opening of new account As per KYC format provided 7 Filing/Satisfaction of Security Transactions Secured by Immovable Properties , Movable Properties and Intangible Assets to CERSAI within 30 days from the of Creation but not later than 60 DaysForm -I & Form II 8 Ministry of Corporate Affairs (MCA) Creation/Modification of Charge Within 30 Days from the date of Creation/Modification but not Later than 300 Days CHG-1 Satisfaction of ChargeWithin 30 days from the date of Satisfaction of charge CHG-4 CERSAI (Central Registry of Securitisation Assets Reconstruction and Security Interest of India) Aplicability on NBFCs-ND having asset-size of Rs.100-500 crore.




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