Investments & Personal Finance Notification & Circulars

Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013

Notification No#SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168 10 October 2023

CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168 October 10, 2023 To All Registered Investment Advisers BSE Administration & Supervision Limited Madam / Sir, Subject: Extension in timeline for compliance with qualification and experience requirements under Regulation 7(..

Posted in Investments & Personal Finance

Master Circular for Depositories

Notification No#SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/166 06 October 2023

MASTER CIRCULAR SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/166 October 06, 2023 To, All Depositories Dear Sir / Madam, Subject: Master Circular for Depositories 1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions t..

Posted in Investments & Personal Finance

Extension of Timelines for Demat Account Nominations and PAN/KYC Submissions

Notification No#SEBI/HO/MIRSD/POD-1/P/CIR/2023/158 26 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/158 Dated: September 26, 2023 To All Recognized Stock Exchanges All Recognized Depositories Stock Brokers (Trading Members) through Recognized Stock Exchanges Depository Participants through Depo..

Posted in Investments & Personal Finance

SCORES-ODR: Streamlining Investor Grievance Resolution

Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2023/156 20 September 2023

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2023/156 September 20, 2023 To, All Recognized Stock Exchanges (including Commodity Exchanges) All Depositories All Listed Companies All SEBI Registered Intermediaries Association of Investment Bankers of Ind..

Posted in Investments & Personal Finance

SEBI : Regulatory Reporting by AIFs

Notification No#SEBI/HO/AFD/SEC-1/P/CIR/2023/0155 14 September 2023

Securities and Exchange Board of India CIRCULAR SEBI/HO/AFD/SEC-1/P/CIR/2023/0155 September 14, 2023 To All Alternative Investment Funds (AIFs), Indian Venture and Alternate Capital Association (IVCA), Equalifi Sir/ Madam, &nbs..

Posted in Investments & Personal Finance

SEBI having considered the application for renewal of recognition made under Section 3 of the Securities Contracts

Notification No#SEBI/LAD-NRO/GN/2023/150 13 September 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th September, 2023 No. SEBI/LAD-NRO/GN/2023/150.—Securities and Exchange Board of India, having considered the application for renewal of recognition made under Section 3 of the Securities Contracts (Regulation) Act, 1956 b..

Posted in Investments & Personal Finance

New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares

Notification No#SEBI/HO/DDHS/PoD1/CIR/P/2023/150 04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/PoD1/CIR/P/2023/150 Dated: September 04, 2023 To Issuers who have listed and/ or propose to list debt Securities and Non-convertible Redeemable Preference Shares All Recognized Stock Exchanges All Recognized Depos..

Posted in Investments & Personal Finance

Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c

Notification No#SEBI/HO/GSD/TAD/P/CIR/2023/149 04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/GSD/TAD/P/CIR/2023/149 Dated: September 4, 2023 To All listed Companies through the Stock Exchanges Dear Sir/Madam Sub: Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c ..

Posted in Investments & Personal Finance

Filing of Abridged Prospectus of Public Issues in XBRL format

Notification No#NSE/CML/2023/63 31 August 2023

National Stock Exchange of India Circular Ref. No.: NSE/CML/2023/63 Date: August 31, 2023 All Listed Entities All Issuers who propose to list specified securities, Sub: Filing of Abridged Prospectus of Public Issues in XBRL format The Exchange has introduced filing of Issue S..

Posted in Investments & Personal Finance

Guidelines for MIIs regarding Cyber security and Cyber resilience

Notification No#SEBI/HO/MRD/TPD/P/CIR/2023/146 29 August 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/TPD/P/CIR/2023/146 Dated: August 29, 2023 To, All Stock Exchanges, All Clearing Corporations, All Depositories Sir/ Madam, Subject: – Guidelines for MIIs regarding Cyber security and Cyber resilience ..

Posted in Investments & Personal Finance