Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated: December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advise..
Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 Dated: December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Portfolio Management Services for Accredited Investors 1. The amendment to SEBI (Portfolio Manage..
CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 December 16, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed..
CIRCULAR SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 December 16,2021 To The Managing Directors / Chief Executive Officers Of All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cut-off Time for generation of last Risk Parameter File(RPF) for client&rsquo..
Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..
Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..
Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..
Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683 Dated: December 10, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Mada..
Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..
Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..
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