Investments & Personal Finance Notification & Circulars
Notification repealing SEBI (Central Database of Market Participants) Regulations, 2003
Notification No#SEBI/LAD-NRO/GN/2021/05 13 January 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION MUMBAI, the 13th January, 2021 Notification repealing the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003 No. SEBI/LAD-NRO/GN/2021/05 – In exercise of the powers conferred b..
Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market
Notification No#PR No. 2/2021 13 January 2021Securities and Exchange Board of India PR No. 2/2021 Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market SEBI has prescribed various guidelines with regard to cli..
Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021
Notification No#No.SEBI/LAD-NRO/GN/2021/04. 11 January 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 11thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2021 No.SEBI/LAD-NRO/GN/2021/04.– In exercise of the powers conferred by sub-section (1) of section 30 rea..
Revision in Daily Price Limits (DPL) for Commodity Futures Contracts
Notification No#SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9 11 January 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/2021/9 11th January, 2021 The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Dear Sir / Madam, Sub: Revision..
Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment
Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 11 January 2021Securities and Exchange of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/08 January 11, 2021 To The Managing Directors / Chief Executive Officers All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Review of Volatility Scan Range (VSR) for Option contr..
SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/02 08 January 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/02.- In exercise of the powers conferred bysection 11, sub-s..
SEBI (Alternative Investment Funds) ( Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/01 08 January 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th, January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/01. - In exercise of the powers conferred by sub-section (1) of Section 30 ..
SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/03 08 January 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/03.- In exercise of the powers conferred under section 30 of..
Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012
Notification No#SEBI/HO/IMD/DF6/CIR/P/2021/004 08 January 2021CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2021/004 January 08,2021 To, All Alternative Investment Funds(AIFs) Sir/ Madam, Sub: Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012 1.In terms of the amendment to SEBI (Alternative Investment &nbs..
Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another Clearing Corporation
Notification No#SEBI/HO/MRD2/DCAP/CIR/P/2021/03 08 January 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2021/03 January 08, 2021 All recognized Stock Exchanges and Clearing Corporations Sub: Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another C..
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