Investments & Personal Finance Notification & Circulars

Trading halt at NSE on February 24, 2021

Notification No#PR No. 9/2021 24 February 2021

PR No. 9/2021 Trading halt at NSE on February 24, 2021 In continuation to SEBI Press Release (PR No. 8/2021) dated February 24, 2021 and in response to various media articles on the matter, it is clarified as under: 1. SEBI recognises Stock Exchanges/ Clearing Corporations as impo..

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Consultation Paper on introduction of the concept of Accredited Investors

Notification No#Dated : Feb 24, 2021 24 February 2021

Securities and Exchange Board of India Consultation Paper on Introduction of concept of “Accredited Investors” in Indian securities market 1. Objective: 1.1. The objective of this consultation paper is to seek comments from the public and various stakeholders of the securit..

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Pre-Expiry Margin on commodities under Alternate Risk Management Framework

Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/20 23 February 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/20 February 23, 2021 To, The Managing Directors / Chief Executive Officers, All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Pre-Expiry Margin on commodities under Alte..

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Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015

Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/19 09 February 2021

CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/19 February 09, 2021 To All Recognized Stock Exchanges Dear Sir/Madam, Sub: Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015 1. SEBI, vide Circular nos. CIR/ISD/01/2015 dated May 11,..

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Consultation Paper on introduction of provisions relating to appointment / re‑appointment

Notification No#27/1/2021 27 January 2021

Securities and Exchange Board of India Consultation Paper on introduction of provisions relating to appointment / re‑appointment of persons who fail to get elected as Whole-time directors / Managing Directors at the general meeting of a listed entity 1. Objective To so..

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Relaxations relating to procedural matters –Issues and Listing

Notification No#SEBI/HO/CFD/DIL1/CIR/P/2021/13 19 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2021/13 January 19, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to..

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Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)

Notification No#SEBI/HO/IMD/DF2/CIR/P/2021/10 15 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2021/10 January 15, 2021 To, All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ All recognized Stock Exchanges/ Association of Mutual Funds in India (AMFI)..

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Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 pandemic

Notification No#SEBI/HO/CFD/CMD2/CIR/P/2021/11 15 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD2/CIR/P/2021/11 January 15, 2021 To, All Listed entities All Recognized Stock Exchanges Dear Sir/Madam, Sub: Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure R..

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Notification repealing SEBI (Central Database of Market Participants) Regulations, 2003

Notification No#SEBI/LAD-NRO/GN/2021/05 13 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION MUMBAI, the 13th January, 2021 Notification repealing the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003 No. SEBI/LAD-NRO/GN/2021/05 – In exercise of the powers conferred b..

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Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market

Notification No#PR No. 2/2021 13 January 2021

Securities and Exchange Board of India PR No. 2/2021 Consultation paper on Role of KYC Registration Agencies (KRAs) / Market Infrastructure Institutions (MIIs) in performing KYC (Know Your Client) of clients in securities market SEBI has prescribed various guidelines with regard to cli..

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