Investments & Personal Finance Notification & Circulars

Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)

Notification No#SEBI/HO/MRD2/DCAP/CIR/P/2020/245 21 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2020/245 December 21, 2020 To All recognized Clearing Corporations Dear Sir / Madam, Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC..

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Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC)

Notification No#SEBI/HO/MRD2/DCAP/CIR/P/2020/245 21 December 2020

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Review of framework of Innovators Growth platform (IGP) under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations)

Notification No#PR No. 62/2020 17 December 2020

Securities and Exchange Broad of India PR No. 62/2020 Review of framework of Innovators Growth platform (IGP) under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations) SEBI in 2019 had created Innovators Growth Platform (IGP) framework under ICDR Regulat..

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Facility for investors of PACL Ltd. to check status of/deficiency in claim applications and making good those deficiencies

Notification No#PUBLIC NOTICE : December 16, 2020 16 December 2020

Securities and Exchange Board of India PUBLIC NOTICE Date: December 16, 2020 Facility for investors of PACL Ltd. to check status of/deficiency in claim applications and making good those deficiencies. 1. The Justice (Retd.) R. M. Lodha Committee (in the matter of PACL Ltd.) has, as on da..

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e-Voting Facility Provided by Listed Entities

Notification No#SEBI/HO/CFD/CMD/CIR/P/2020/242 09 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CMD/CIR/P/2020/242 December 09, 2020 To, All Recognized Depositories All Registered Depository Participants through Depositories All Listed Companies through recognized Stock Exchanges All E-voting Service Providers throug..

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Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity

Notification No#SEBI/HO/CFD/DIL1/CIR/238/2020 08 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL1/CIR/238/2020 December 08, 2020 To All Listed Entities All Recognized Stock Exchanges Dear Sir/Madam, Sub: Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid s..

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Operational guidelines for Transfer and Dematerialization of re-lodged physical shares

Notification No#SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 02 December 2020

CIRCULAR SEBI/HO/MIRSD/RTAMB/CIR/P/2020/236 December 02, 2020 To All Listed Companies (through Stock Exchanges) All Registrars to an Issue & Share Transfer Agents (RTA) All Depositories All Recognized Stock Exchanges All Depository Participants (DP) Dear Sir/ Madam, Sub: Oper..

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Relaxation in timelines for compliance with regulatory requirements

Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2020/235 01 December 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2020/235 December 01, 2020 To, 1. All Recognised Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 2. All Depositories 3. Trading members / Clearing Members ..

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Request for Interpretive Letter under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 relating to the Securities and Exchange Board of India (Mutual Funds), Regulations, 1996

Notification No#SEBI/H0/1MD/DF2/0W/P/2020/20589/1 27 November 2020

Securities and Exchange Board of India DEPUTY GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT SEBI/H0/1MD/DF2/0W/P/2020/20589/1 November 27, 2020 Ritesh Patel Head-Compliance, Legal, Risk & Company Secretary Unit No. 606, 6th Floor Windsor Bldg, Off CST Road, Kalina, Santacruz (E..

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Testing of software used in or related to Trading and Risk Management

Notification No#SEBI/HO/MRD1/DSAP/CIR/P/2020/234 24 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MRD1/DSAP/CIR/P/2020/234 November 24, 2020 All Recognised Stock Exchanges Dear Sir / Madam, Subject: Testing of software used in or related to Trading and Risk Management 1. SEBI vide Circulars CIR/MRD/DP/24/2013 dated..

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