LAW News

SEBI notifies process for change in AMC control requiring NCLT sanction under Company Law

01 February 2022 at 10:13

Securities and Exchange Board of India (SEBI) vide notification no. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2022/10dated 31st January, 2022, in exercise of powers conferred under Section 11(1) ofthe Securities and Exchange Board of India Act, 1992

Posted in LAW | 2841 Views

SEBI | Issuance of Securities in dematerialized form in case of Investor Service Requests

26 January 2022 at 17:48

Securities and Exchange Board of India (SEBI) vide notification no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8 dated 25th January, 2022, in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992

Posted in LAW | 2865 Views

Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020

11 December 2021 at 08:56

The SEBI (Portfolio Managers) Regulations, 2020 (PMS Regulations) were amended by SEBI (Portfolio Managers) (Fourth Amendment) Regulations, 2021 vide notification no. SEBI/LAD-NRO/GN/2021/58 dtd. 09th November, 2021,

Posted in LAW | 3801 Views

SEBI extends AGM by Top 100 Listed Entities by Market Capitalization

24 July 2021 at 06:03

SEBI has extended the timeline to hold the Annual General Meeting by Top 100 Listed Entities by Market Capitalisation. Accordingly, such entities shall hold their AGM within a period of six months from the date of closing of FY 2020-21.

Posted in LAW | 3090 Views

ICSI requests SEBI to relax the time gap between two board / Audit Committee meetings of listed entities amid COVID-19

19 May 2021 at 07:34

ICSI has requested SEBI to relax the time gap between two meetings of the board and Audit Committees of listed entities, as is required under Regulation 17(2) and 18(2)(a) of SEBI LODR Regulations, 2015, amid the second wave of the COVID-19 pandemic.

Posted in LAW | 2835 Views

SEBI provides a special procedure for action on expulsion from membership of the stock exchange(s)

07 May 2021 at 05:57

SEBI makes regulations to further amend the Securities and Exchange Board of India (Intermediaries) Regulations, 2008

Posted in LAW | 2805 Views

ICSI requests SEBI for an extension of timelines due to COVID-19

30 April 2021 at 05:40

The Institute of Company Secretaries of India has written a representation letter to SEBI, requesting an extension in the due dates of certain compliances amid rising cases of COVID-19 and restrictions imposed thereon in all major cities and states.

Posted in LAW | 3036 Views

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2021

24 March 2021 at 05:19

SEBI makes regulations to further amend the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018.

Posted in LAW | 2928 Views

SEBI (Research Analysts) (Amendment) Regulations, 2021

18 March 2021 at 05:25

SEBI makes regulations to further amend the Securities and Exchange Board of India (Research Analysts) Regulations, 2014 and have released the Securities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2021.

Posted in LAW | 2826 Views

SEBI (Investment Advisers) (Second Amendment) Regulations, 2021

18 March 2021 at 05:23

SEBI makes regulations to further amend the SEBI (Investment Advisers) Regulations, 2013 and have released the Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021.

Posted in LAW | 2667 Views