Dos and Don'ts - Issue of Securities

1871 views 2 replies

 

 

DOS
 
􀀹 Read the Prospectus/ Abridged Prospectus and carefully note:
􀀹 Risk factors pertaining to the issue.
􀀹 Financials of the issuer.
􀀹 Object of the issue.
􀀹 Outstanding litigations and defaults, if any.
􀀹 IPO Grading.
􀀹 Basis of issue price.
􀀹 Business Overview.
􀀹 Background of promoters
􀀹 Instructions before making application.
􀀹 In case of any doubt/problem, contact the compliance officer named in
the offer document.
􀀹 In case you do not receive share certificate or credit to demat account
or refunds of application money, lodge a complaint with compliance
officer of issuer company and post issue lead manager as stated in the
offer document.
 
DON’TS
 
􀀸 Do not fall prey to market rumours.
􀀸 Do not go by any implicit/explicit promise made by any one.
􀀸 Do not invest based on bull run of the market index/scrips of other
companies in same industry/issuer company.
􀀸 Do not bank upon the price of the shares of the issuer company to go
up in the short run.

(Source : www.investor.sebi.gov.in)

 

Replies (2)

Good suggestion for investor. sir i have one doubt reagarding online "c" form befor submit to department i want to delete the document is there any option.

Do's and Don'ts In The Stock Market

Let’s introduce do’s and don’ts of investing:

Most of us have our own perception of investment based on our experiences, but also tend to be confused with the opinions given by others. Knowing the do’s and don’ts of the stock market would help us turn really as a smart investor.

https://www.holisticinvestment.in/dos-and-donts-in-the-stock-market

 

Regards

Ramalingam K, MBA, CFP,

Director and Chief Financial Planner,

Holistic Investment Planners

“Best Performing Financial Advisor Award” Winners from CNBC TV18

www.holisticinvestment.in

(Follow us on):-

https://www.facebook.com/holisticinvestmentplanners

Leave a Reply

Your are not logged in . Please login to post replies

Click here to Login / Register  

Company
29 June 2026
ACCOUNTANT

SANDEEP AASHISH & CO

Araria

B.Com

View Details
Company
16 July 2026
CA Inter, CA Intermediate, CA IPCC, CA CPT , CA SemiQualifie

Vakilsearch.com

Chennai

CA Inter

View Details
Company
ARTICLESHIP 30 June 2026
2 posts Article assistant and Articleship completed students

Chirag N Shah & Associates

Mumbai

CA Inter

View Details
Company
ARTICLESHIP 24 June 2026
CA Article Trainee

Rahul Dang & Associates

Pune

CA Inter

View Details
Company
ARTICLESHIP 14 July 2026
Article Assistants

R Shyam and Associates

New Delhi

CA Final

View Details
Company
23 July 2026
CA Inter

Vikram Jadhav and Company

Pune

CA Inter

View Details
Company
Featured 16 July 2026
Semi Qualified Company Secretary

Vakilsearch.com

Chennai

CS

View Details
Company
ARTICLESHIP 23 July 2026
Article

Gianender & Associates

New Delhi

CA Inter

View Details