CCI Online Learning
What do you want to learn today?

Share on Facebook

Share on Twitter

Share on LinkedIn

Share on Email

Share More

Dos and Don'ts - Issue of Securities

Riyaz Khan (CA CS (Exec) MBA (Fin) Asst. General Manager-SEBI Internal Auditor-British Certifications Inc.)     17 December 2009

Riyaz Khan
CA CS (Exec) MBA (Fin) Asst. General Manager-SEBI Internal Auditor-British Certifications Inc. 
 118 likes  1315 points

| My Other Post



􀀹 Read the Prospectus/ Abridged Prospectus and carefully note:
􀀹 Risk factors pertaining to the issue.
􀀹 Financials of the issuer.
􀀹 Object of the issue.
􀀹 Outstanding litigations and defaults, if any.
􀀹 IPO Grading.
􀀹 Basis of issue price.
􀀹 Business Overview.
􀀹 Background of promoters
􀀹 Instructions before making application.
􀀹 In case of any doubt/problem, contact the compliance officer named in
the offer document.
􀀹 In case you do not receive share certificate or credit to demat account
or refunds of application money, lodge a complaint with compliance
officer of issuer company and post issue lead manager as stated in the
offer document.
􀀸 Do not fall prey to market rumours.
􀀸 Do not go by any implicit/explicit promise made by any one.
􀀸 Do not invest based on bull run of the market index/scrips of other
companies in same industry/issuer company.
􀀸 Do not bank upon the price of the shares of the issuer company to go
up in the short run.

(Source :



Mahesh ( CA Final)     17 December 2009

CA Final 
 1 likes  132 points

View Profile | My Other Post

Good suggestion for investor. sir i have one doubt reagarding online "c" form befor submit to department i want to delete the document is there any option.


Ramalingam K (Founder & Director - Holistic Investment Planners (P) Limited)     20 May 2014

Ramalingam K
Founder & Director - Holistic Investment Planners (P) Limited 
 445 likes  21072 points

View Profile | My Other Post

Do's and Don'ts In The Stock Market

Let’s introduce do’s and don’ts of investing:

Most of us have our own perception of investment based on our experiences, but also tend to be confused with the opinions given by others. Knowing the do’s and don’ts of the stock market would help us turn really as a smart investor.



Ramalingam K, MBA, CFP,

Director and Chief Financial Planner,

Holistic Investment Planners

“Best Performing Financial Advisor Award” Winners from CNBC TV18

(Follow us on):-

Leave a reply

Your are not logged in . Please login to post replies

Click here to Login / Register  

Related Threads


Popular Discussion

view more »

Trending Tags

GST Live Class    |    x