hello ravi,

4) 

i  314(1) is not attracted bcoz managing director is exempted frm 314(1) & 314(1b).

ii  314(1b) is attracted slary exceeds rs 50,000/- prior special resolution & approval of C.G required.

iii  314(1) is attracted.  note: 314(1b) is not attracted even though the salary exceeds rs 50,000/- bcoz,office or place of profit is held under the subsidary co.& not under the company.

note: ans provided by me in breif 

HELLO RAVI,

2) A

(i) 4 marks carries.

EFFECTIVE CAPITAL ITEMS INCLUDED 

PAID UP SHARE CAPITAL + SECURITIES PREMIUM ACCOUNT+ RESERVES & SURPLUS + LONGTERM LOANS+DEPOSITS REPAYABLE AFTER 1 YEAR

LESS: INVESTMENTS + ACCUMULATED LOSSES + PRELIMINARY EXP NOT WRITTEN OFF.

AND

(ii) 4 marks carries

RERUIREMENTS FOR APPOINTMENT OF A MANAGERIAL PERSONS AS PER SCHEDULE X111 IS TO BE WRIITEN IN EXAMS,GO & SEE IN MUNISH BANDARI BOOKS U WIIL FIND THEREIN.= 4MARKS CARRIES.

hello ravi,

1 (d)

(i) compoundable offences = offences punishable with fine or offence punishable with fine or imprisonment or both.  by securities appellate tribunal or by court.

(ii) yes offences can be compounded after institution of proceedings against the stock broker.