Investments & Personal Finance Notification & Circulars
Disclosure obligations of high value debt listed entities in relation to Related Party Transactions
Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 07 January 2022Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 January 07, 2022 To High value Debt Listed Entities. Recognized Stock Exchanges. Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Related Party Trans..
Disclosure obligations of high value debt listed entities in relation to Related Party Transactions
Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 07 January 2022Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000006 January 07, 2022 To High value Debt Listed Entities. Recognized Stock Exchanges. Madam / Sir, Subject: Disclosure obligations of listed entities in relation to Related Party Trans..
SEBI (Vault Managers) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/61 31 December 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 31st December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (VAULT MANAGERS) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/61. - In exercise of the powers conferred by sub-section (1) of Section 30 read with clause (ba) of..
Non-compliance with provisions related to continuous disclosures
Notification No#SEBI/HO/DDHS_Div2/P/CIR/2021/699 30 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS_Div2/P/CIR/2021/699 December 29, 2021 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Securities All Issuers of listed Commercial Papers Sir/Madam, Subject: Non-compliance w..
Extension of timeline for modified reporting requirements for AIFs
Notification No#SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 30 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 December 30, 2021 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Extension of timeline for modified reporting requirements for AIFs. 1. SEBI vide Circular No. SEBI/HO/IMD/IM..
SEBI Investment Advisory Services for Accredited Investors
Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 21 December 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated: December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advise..
SEBI Portfolio Management Services for Accredited Investors
Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 21 December 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 Dated: December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Portfolio Management Services for Accredited Investors 1. The amendment to SEBI (Portfolio Manage..
Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 16 December 2021CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 December 16, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed..
SEBI Cut-off Time for generation of last RPF for client’s margin collection purpose and modification in framework
Notification No#SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 16 December 2021CIRCULAR SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 December 16,2021 To The Managing Directors / Chief Executive Officers Of All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cut-off Time for generation of last Risk Parameter File(RPF) for client&rsquo..
Clarifications on ‘Common and simplified norms for processing investor’s service request by RTAs
Notification No#SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 14 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..
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