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Investments & Personal Finance Notification & Circulars


SEBI Publishing Investor Charter and Disclosure of complaints by AIFs

 Notification No#SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682     10 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of complaints by AIFs 1. With a view to prov..


SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021

 Notification No#No. SEBI/LAD-NRO/GN/2021/60     06 December 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..


SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021

 Notification No#No. SEBI/LAD-NRO/GN/2021/60     06 December 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..


Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites

 Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675     30 November 2021

Securities and Exchange Board of India SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 November 30, 2021 To, All Debenture Trustees registered with SEBI Dear Sir / Madam, Sub: Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites 1. I..


SEBI Master Circular for Real Estate Investment Trusts (REITs)

 Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/674     30 November 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/674 November 29, 2021 All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, Su..


SEBI Master Circular for Infrastructure Investment Trusts (InvITs)

 Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673     29 November 2021

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 November 29, 2021 All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, ..


Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites

 Notification No#Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661     23 November 2021

Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites 1. With a ..


Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations

 Notification No#SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664     23 November 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / M..


Segregation and Monitoring of Collateral at Client Level – Extension of timeline

 Notification No#Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/667     23 November 2021

Securities and Exchange Board of India Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/667 Dated: November 23, 2021 To All Recognized Clearing Corporations All Recognized Stock Exchanges Dear Sir/ Madam Segregation and Monitoring of Collateral at Client Level – Extension of ..


Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations

 Notification No#SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664     23 November 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / M..





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