Investments & Personal Finance Notification & Circulars
SEBI Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Notification No#Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..
SEBI Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website
Notification No#Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 10 December 2021Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India ..
SEBI Publishing Investor Charter and Disclosure of complaints by AIFs
Notification No#SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 10 December 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF9/P/CIR/2021/682 December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of complaints by AIFs 1. With a view to prov..
SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/60 06 December 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..
SEBI (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/60 06 December 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/60. - In exercise of the powers conferred under s..
Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites
Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 30 November 2021Securities and Exchange Board of India SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/675 November 30, 2021 To, All Debenture Trustees registered with SEBI Dear Sir / Madam, Sub: Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites 1. I..
SEBI Master Circular for Real Estate Investment Trusts (REITs)
Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/674 30 November 2021Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/674 November 29, 2021 All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, Su..
SEBI Master Circular for Infrastructure Investment Trusts (InvITs)
Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 29 November 2021Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/673 November 29, 2021 All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers and other Intermediaries Madam/ Sir, ..
Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
Notification No#Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 23 November 2021Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites 1. With a ..
Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations
Notification No#SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 23 November 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / M..
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