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Shares & Stock Notification & Circulars


SEBI - Dealing in unregulated products by SEBI registered Investment Advisers

 Notification No#Press Release No. 30/2021     21 October 2021

Securities and Exchange Board of India Press Release No. 30/2021 It has come to the notice of SEBI that some registered Investment Advisers are engaged in unregulated activity by providing platform for buying/selling/dealing in unregulated products including digital gold. Undertaking such u..

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Minimum percentage of trades carried out by mutual funds through RFQ platform

 Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641     06 October 2021

Securities and Exchange of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/641 October 6, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Mini..

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Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014

 Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640     05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/640 October 05, 2021 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to manner and m..

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Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts) Regulations, 2014(“

 Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639      05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/639  October 05, 2021 To All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir Sub: Amendments to m..

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SEBI Revised Formats for filing Financial information for issuers of non-convertible securities

 Notification No#SEBI/HO/DDHS/CIR/2021/0000000637      05 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/CIR/2021/0000000637  October 5, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, Sub: Revised Formats for filing Financial information 1. V..

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SEBI Circular on Mutual Funds

 Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634     04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 October 4, 2021 All Mutual Funds All Asset Management Companies Association of Mutual Funds in India All Trustee Companies/ Boards of Trustees of Mutual Funds All Registrar and Share Transfer Agents..

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Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms

 Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635     04 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 October 4, 2021 All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards o..

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SEBI Relaxations relating to procedural matters –Issues and Listing

 Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/633     01 October 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/633 Dated: Oct 01, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who prop..

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SEBI Guidelines for Investment Advisers - Extension of timelines

 Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632     30 September 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632 September 30, 2021 All Investment Advisers Sir / Madam Subject: ‘Guidelines for Investment Advisers’ – Extension of timelines 1. “Guidelines for Investment Advisers&rdqu..

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SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/47     07 September 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th September, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FIFTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/47. - In exercise of the powers conferred by sect..

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