Investments & Personal Finance Notification & Circulars

Guidelines for MIIs regarding Cyber security and Cyber resilience

Notification No#SEBI/HO/MRD/TPD/P/CIR/2023/146 29 August 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/TPD/P/CIR/2023/146 Dated: August 29, 2023 To, All Stock Exchanges, All Clearing Corporations, All Depositories Sir/ Madam, Subject: – Guidelines for MIIs regarding Cyber security and Cyber resilience ..

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SEBI (Depositories And Participants) (Second Amendment) Regulations, 2023

Notification No#SEBI/LAD-NRO/GN/2023/147 22 August 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 22nd August, 2023 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (SECOND AMENDMENT) REGULATIONS, 2023 No. SEBI/LAD-NRO/GN/2023/147.—In exercise of the powers conferred by section 30 of the..

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Online processing of investor service requests and complaints by RTAs

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 ated: June 08, 2023 To, All Listed Companies (through Stock Exchanges) All Recognized Stock Exchanges All Registered Registrars to an Issue & Share Transfer Agents (RTA) Sir / Madam, ..

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SEBI - Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 Dated: June 08, 2023 To, Stock Brokers through recognized Stock Exchanges Depository Participants through recognized Depositories Clearing Members through recognized Clearing Corporations Dea..

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Participation of Mutual funds in repo transactions on Corporate Debt Securities

Notification No#Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 08 June 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 Dated: June 8, 2023 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: ..

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Nomination for Mutual Fund Unit Holders - Extension of timelines

Notification No#SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 28 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 Dated: March 28, 2023 To All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards of Trustees of Mutual Funds All Regi..

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Amendment to Securities Lending Scheme, 1997

Notification No#Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 27 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 Dated: March 27, 2023 To All Recognized Stock Exchanges, Depositories and Clearing Corporations Dear Sir/ Madam, Sub: Amendment to Securities Lending Scheme, 1997&..

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Common and simplified norms for processing investor’s service requests by RTAs

Notification No#Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3 16 March 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/3 Dated: March 16, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized ..

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2023

Notification No#SEBI/LAD-NRO/GN/2023/128 14 March 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 14th March, 2023 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2023 No. SEBI/LAD-NRO/GN/2023/128. - In exercise of the powers conferred by sub-section (1) of Section 30 read..

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Clarification with respect to Qualified RTAs

Notification No#SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 10 March 2023

CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 March 10, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) Dear Sir / Madam, Clarification with respect to Qualified RTAs (QRTAs) 1. ..

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