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Investments & Personal Finance Notification & Circulars


SEBI Portfolio Management Services for Accredited Investors

 Notification No#SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693     21 December 2021

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 Dated: December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Portfolio Management Services for Accredited Investors 1. The amendment to SEBI (Portfolio Manage..


Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed

 Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690     16 December 2021

CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 December 16, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed..


SEBI Cut-off Time for generation of last RPF for client’s margin collection purpose and modification in framework

 Notification No#SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689     16 December 2021

CIRCULAR SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 December 16,2021 To The Managing Directors / Chief Executive Officers Of All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cut-off Time for generation of last Risk Parameter File(RPF) for client&rsquo..


Clarifications on ‘Common and simplified norms for processing investor’s service request by RTAs

 Notification No#SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687     14 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..


Publishing of Investor Charter and disclosure of Investor Complaints by Investment Advisers

 Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686     13 December 2021

Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..


Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts

 Notification No#SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685     13 December 2021

Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..


SEBI Circular on Mutual Funds

 Notification No#CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683     10 December 2021

Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683 Dated: December 10, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Mada..


SEBI Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020

 Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679     10 December 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/0000000679 December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, Subject: Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020 1. The Securities and Exchange B..


SEBI Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites

 Notification No#Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681     10 December 2021

Securities and Exchange Board of India Circular No. SEBI/HO/IMD/IMD-II_DOF7/P/CIR/2021/681 Dated: December 10, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their web..


SEBI Circular on Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website

 Notification No#Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677     10 December 2021

Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India ..





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