Investments & Personal Finance Notification & Circulars
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Notification No#CIR/CFD/DIL/9/2010 13 October 2010Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 CIR/CFD/DIL/9/2010 October 13, 2010 To All Registered Merchant Bankers Dear Sir / Madam, Sub: Filing Offer Documents under SEBI (Issue of Capital a..
Applications Supported by Blocked Amount (ASBA) facility in public issues
Notification No#CIR/CFD/DIL/8/2010 12 October 2010Applications Supported by Blocked Amount (ASBA) facility in public issues CIR/CFD/DIL/8/2010 October 12, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue ..
Monthly reporting by Portfolio Managers
Notification No#Cir. /IMD/DF/14/2010 08 October 2010Monthly reporting by Portfolio Managers Cir. /IMD/DF/14/2010 October 08, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Monthly reporting by Portfolio Managers 1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 ..
Review of Securities Lending and Borrowing (SLB) Framework
Notification No#CIR/MRD/DP/ 33 /2010 07 October 2010Review of Securities Lending and Borrowing (SLB) Framework CIR/MRD/DP/ 33 /2010 October 07, 2010 To All Stock Exchanges and Depositories Dear Sir/ Madam, Sub: Review of Securities Lending and Borrowing (SLB) Framework 1. In partial modification to..
Portfolio Managers - Regulation of Fees and Charges
Notification No#Cir. /IMD/DF/13/2010 05 October 2010Portfolio Managers - Regulation of Fees and Charges CIRCULAR Cir. /IMD/DF/13/2010 October 5, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Portfolio Managers - Regulation of Fees and Charges 1. Portfolio Managers are reg..
Compliance with circular dated April 15, 2010
Notification No#CIR/IMD/FII/12/2010 29 September 2010Compliance with circular dated April 15, 2010 CIR/IMD/FII/12/2010 September 29, 2010 To All Foreign Institutional Investors through their designated Custodians of Securities & Stock Exchanges Dear Sir/ Madam, Sub: Compliance with circular da..
Establishment of Connectivity with both depositories NSDL and CDSL
Notification No#CIR/MRD/DP/ 31 /2010 15 September 2010Establishment of Connectivity with both depositories NSDL and CDSL CIR/MRD/DP/ 31 /2010 September 15, 2010 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible f..
Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
Notification No#CIR/MRD/DP/ 30 /2010 06 September 2010Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 CIRCULAR CIR/MRD/DP/ 30 /2010 September 06, 2010 To All Stock Exchanges and Depositories Dear Sir/Madam, Sub: Clarif..
Trading Rules and shareholding in dematerialized mode
Notification No#SEBI/Cir/ISD/ 1 /2010 02 September 2010Trading Rules and shareholding in dematerialized mode CIRCULAR SEBI/Cir/ISD/ 1 /2010 September 2, 2010 To, The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges ..
Introduction of Smart Order Routing
Notification No#CIR/MRD/DP/26/2010 27 August 2010Introduction of Smart Order Routing CIRCULAR CIR/MRD/DP/26/2010 August 27, 2010 To All Stock Exchanges Dear Sir / Madam, Sub: Introduction of Smart Order Routing 1) SEBI has received proposal from the stock exchanges and market pa..
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