Investments & Personal Finance Notification & Circulars

Acceptance of Third Party Address as Correspondence Address

Notification No#CIR/MRD/DP/ 37 /2010 14 December 2010

Acceptance of Third Party Address as Correspondence Address CIR/MRD/DP/ 37 /2010 December 14, 2010 To, All Depositories Dear Sir / Madam, Sub: Acceptance of third party address as correspondence address 1. SEBI has received representations&nbs..

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Smart Order Routing (SOR) - Clarification

Notification No#CIR/MRD/DP/ 36 /2010 09 December 2010

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Half yearly report by Trustees

Notification No#Cir/ IMD/ DF/20/2010 06 December 2010

Half yearly report by Trustees Cir/ IMD/ DF/20/2010 December 06, 2010 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Dear Sir/Madam, Sub: Half yearly report by Trustees ..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 35 /2010 01 December 2010

Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 35 /2010 December 01, 2010 To, All Stock Exchanges Dear Sir / M..

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Allocation of Government debt and corporate debt investment limits to FIIs

Notification No#CIR/IMD/FIIC/18 /2010 26 November 2010

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Circular for Mutual Funds

Notification No#Cir / IMD / DF / 19 / 2010 26 November 2010

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Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure

Notification No#CIR/IMD/DF/17/2010 09 November 2010

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Display of Details by Stock Brokers (including Trading Members)

Notification No#Cir/MIRSD/ 9 /2010 04 November 2010

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Portfolio Managers - Clarification on minimum investment amount etc

Notification No#Cir. /IMD/DF/16/2010 02 November 2010

Portfolio Managers - Clarification on minimum investment amount etc Securities and Exchange Board of India CIRCULAR Cir. /IMD/DF/16/2010 November 02, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Portfolio Managers – clarification on minimum investment ..

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Code of Conduct for Investor Associations (IAs)

Notification No#Cir/ OIAE / IAD / 01 /2010 01 November 2010

Code of Conduct for Investor Associations (IAs) Securities and Exchange Board of India CIRCULAR Cir/ OIAE / IAD / 01 /2010 November 01, 2010 To All Investor Associations recognised by SEBI Dear Sir/Madam, Sub: Code of Conduct for Investor Associations (I..

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