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Shares & Stock Notification & Circulars


Applications Supported by Blocked Amount (ASBA) facility in public issues

 Notification No#CIR/CFD/DIL/8/2010     12 October 2010

 Applications Supported by Blocked Amount (ASBA) facility in public issues   CIR/CFD/DIL/8/2010 October 12, 2010     To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue     ..

Posted in Shares & Stock

Monthly reporting by Portfolio Managers

 Notification No#Cir. /IMD/DF/14/2010     08 October 2010

 Monthly reporting by Portfolio Managers   Cir. /IMD/DF/14/2010 October 08, 2010     All Portfolio Managers   Dear Sir/ Madam,   Sub: Monthly reporting by Portfolio Managers   1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 ..

Posted in Shares & Stock

Review of Securities Lending and Borrowing (SLB) Framework

 Notification No#CIR/MRD/DP/ 33 /2010     07 October 2010

 Review of Securities Lending and Borrowing (SLB) Framework   CIR/MRD/DP/ 33 /2010 October 07, 2010   To All Stock Exchanges and Depositories   Dear Sir/ Madam,   Sub: Review of Securities Lending and Borrowing (SLB) Framework   1. In partial modification to..

Posted in Shares & Stock

Portfolio Managers - Regulation of Fees and Charges

 Notification No#Cir. /IMD/DF/13/2010     05 October 2010

 Portfolio Managers - Regulation of Fees and Charges   CIRCULAR   Cir. /IMD/DF/13/2010 October 5, 2010       All Portfolio Managers   Dear Sir/ Madam,   Sub: Portfolio Managers - Regulation of Fees and Charges   1. Portfolio Managers are reg..

Posted in Shares & Stock

Compliance with circular dated April 15, 2010

 Notification No#CIR/IMD/FII/12/2010     29 September 2010

 Compliance with circular dated April 15, 2010   CIR/IMD/FII/12/2010 September 29, 2010   To   All Foreign Institutional Investors through their designated Custodians of Securities & Stock Exchanges   Dear Sir/ Madam,   Sub: Compliance with circular da..

Posted in Shares & Stock

Establishment of Connectivity with both depositories NSDL and CDSL

 Notification No#CIR/MRD/DP/ 31 /2010     15 September 2010

 Establishment of Connectivity with both depositories NSDL and CDSL   CIR/MRD/DP/ 31 /2010   September 15, 2010   To,   All Stock Exchanges Dear Sir / Madam,   Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible f..

Posted in Shares & Stock

Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996

 Notification No#CIR/MRD/DP/ 30 /2010     06 September 2010

 Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996   CIRCULAR   CIR/MRD/DP/ 30 /2010   September 06, 2010   To   All Stock Exchanges and Depositories Dear Sir/Madam,   Sub: Clarif..

Posted in Shares & Stock

Trading Rules and shareholding in dematerialized mode

 Notification No#SEBI/Cir/ISD/ 1 /2010     02 September 2010

 Trading Rules and shareholding in dematerialized mode     CIRCULAR   SEBI/Cir/ISD/ 1 /2010   September 2, 2010   To, The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges ..

Posted in Shares & Stock

Introduction of Smart Order Routing

 Notification No#CIR/MRD/DP/26/2010     27 August 2010

 Introduction of Smart Order Routing     CIRCULAR   CIR/MRD/DP/26/2010 August 27, 2010   To All Stock Exchanges   Dear Sir / Madam,   Sub: Introduction of Smart Order Routing   1) SEBI has received proposal from the stock exchanges and market pa..

Posted in Shares & Stock

Securities Trading using Wireless Technology

 Notification No#CIR/MRD/DP/ 25/2010     27 August 2010

 Securities Trading using Wireless Technology   CIRCULAR   CIR/MRD/DP/ 25/2010 August 27, 2010   To All Stock Exchanges   Dear Sir/ Madam,   Sub: Securities Trading using Wireless Technology   1. It has been decided that SEBI registered brokers who pr..

Posted in Shares & Stock