Investments & Personal Finance Notification & Circulars

Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity

Notification No#CIR/IMD/FIIC/1/2011 17 January 2011

Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity CIR/IMD/FIIC/1/2011 January 17, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam, Sub:- Reporting of Offshore D..

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Introduction of Derivative Contracts on Foreign Stock Indices

Notification No#CIR/DNPD/ 2 /2011 11 January 2011

Introduction of Derivative Contracts on Foreign Stock Indices CIR/DNPD/ 2 /2011 January 11, 2011 To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir, &nb..

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Modifications to client code post trade execution

Notification No#CIR/DNPD/01/2011 03 January 2011

Modifications to client code post trade execution CIR/DNPD/01/2011 January 3, 2011 To Recognised Stock Exchanges of India Dear Sir, Sub: Modifications to client code post trade execution 1. Stock Exchanges can permit modifications to client code post t..

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Activity schedule for Auction Session

Notification No#CIR/MRD/DP/ 39 /2010 28 December 2010

Activity schedule for Auction Session CIR/MRD/DP/ 39 /2010 December 28, 2010 To, All Stock Exchanges, Dear Sir/Madam, Subject: Activity schedule for Auction Session As per extant practice, in case of default by the selling broker in a settlement, the ..

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Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

Notification No#CIR/MRD/DP/ 38 /2010 28 December 2010

Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 38 /2010 December 28, 2010 To, All Stock Exchanges Dear Sir / Madam, Sub: Establ..

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Amendments to the Equity Listing Agreement

Notification No#CIR/CFD/DIL/10/2010 16 December 2010

Amendments to the Equity Listing Agreement CIR/CFD/DIL/10/2010 ' December 16, 2010 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement..

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Acceptance of Third Party Address as Correspondence Address

Notification No#CIR/MRD/DP/ 37 /2010 14 December 2010

Acceptance of Third Party Address as Correspondence Address CIR/MRD/DP/ 37 /2010 December 14, 2010 To, All Depositories Dear Sir / Madam, Sub: Acceptance of third party address as correspondence address 1. SEBI has received representations&nbs..

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Smart Order Routing (SOR) - Clarification

Notification No#CIR/MRD/DP/ 36 /2010 09 December 2010

/* Style Definit..

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Half yearly report by Trustees

Notification No#Cir/ IMD/ DF/20/2010 06 December 2010

Half yearly report by Trustees Cir/ IMD/ DF/20/2010 December 06, 2010 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds Dear Sir/Madam, Sub: Half yearly report by Trustees ..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 35 /2010 01 December 2010

Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 35 /2010 December 01, 2010 To, All Stock Exchanges Dear Sir / M..

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