Investments & Personal Finance Notification & Circulars
Clarification on circular dated December 3, 2009 on ‘Dealings between a Client and a Stock broker
Notification No#SEBI/ MIRSD /Cir/ 01/ 2011 13 May 2011Clarification on circular dated December 3, 2009 on ‘Dealings between a Client and a Stock broker SEBI/ MIRSD /Cir/ 01/ 2011 May 13, 2011 The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock ..
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Notification No#CIR/IMD/FIIC/6/2011 12 May 2011Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity CIR/IMD/FIIC/6/2011 May 12, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam, Sub: Reporting of Offsh..
Applications Supported by Blocked Amount (ASBA) facility
Notification No#CIR/CFD/DIL/1/2011 29 April 2011Applications Supported by Blocked Amount (ASBA) facility CIR/CFD/DIL/1/2011 April 29, 2011..
Review of Annual Issuers charges
Notification No#CIR/MRD/DP/ 05 /2011 27 April 2011Review of Annual Issuers charges CIR/MRD/DP/ 05 /2011 April 27, 2011 To, All Depositories/ all Stock Exchanges Dear Sir/Madam, Sub: Review of Annual Issuers’ charges 1. Please refer to SEBI Circulars No.MRD/DoP/SE/Dep/Cir-4/2005 da..
Limitation period for filing an arbitration reference
Notification No#CIR/MRD/DP/4/2011 07 April 2011Limitation period for filing an arbitration reference CIR/MRD/DP/4/2011 April 07, 2011 To, The Depositories Dear Sir / Madam, Sub: Limitation period for filing an arbitration reference SEBI has earlier issued directions to stock exchanges with regard to the..
Dissemination of further information about FII activity - Discontinuance of Reporting
Notification No#CIR/IMD/FIIC/4/2011 29 March 2011Dissemination of further information about FII activity - Discontinuance of Reporting CIR/IMD/FIIC/4/2011 March 29, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Sub:- Dissemination of further information about FII ..
Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011
Notification No# Cir/ISD/2/2011 24 March 2011Cir/ISD/2/2011 March 24, 2011 To All Stock Exchanges / All Depositories/ All SEBI Registered Market Intermediaries Dear Sir/Madam, Sub: Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011 This has reference to circular no. Cir/ISD/..
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication
Notification No# Cir/ ISD/1/2011 23 March 2011Cir/ ISD/1/2011 March 23, 2011 To All Stock Exchanges / All Depositories/ All SEBI Registered Market Intermediaries Dear Sir/Madam, Sub: Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communica..
Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS
Notification No#CIR/MRD/DP/ 03 /2011 22 March 2011Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) CIR/MRD/DP/ 03 /2011 March 22, 2011 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connecti..
Listing Agreement for Securitized Debt Instruments
Notification No#Cir. /IMD/DF/5/2011 16 March 2011Listing Agreement for Securitized Debt Instruments Cir. /IMD/DF/5/2011 March 16, 2011 All Recognized Stock Exchanges Dear Sir/ Madam,..
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