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Investments & Personal Finance Notification & Circulars


Modifications to client code post trade execution

 Notification No#CIR/DNPD/01/2011     03 January 2011

 Modifications to client code post trade execution CIR/DNPD/01/2011 January 3, 2011   To Recognised Stock Exchanges of India   Dear Sir,   Sub: Modifications to client code post trade execution   1. Stock Exchanges can permit modifications to client code post t..


Activity schedule for Auction Session

 Notification No#CIR/MRD/DP/ 39 /2010     28 December 2010

 Activity schedule for Auction Session CIR/MRD/DP/ 39 /2010 December 28, 2010   To, All Stock Exchanges,   Dear Sir/Madam,   Subject: Activity schedule for Auction Session   As per extant practice, in case of default by the selling broker in a settlement, the ..


Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

 Notification No#CIR/MRD/DP/ 38 /2010     28 December 2010

 Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 38 /2010 December 28, 2010   To, All Stock Exchanges   Dear Sir / Madam,   Sub: Establ..


Amendments to the Equity Listing Agreement

 Notification No#CIR/CFD/DIL/10/2010     16 December 2010

 Amendments to the Equity Listing Agreement CIR/CFD/DIL/10/2010 ' December 16, 2010   To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement..


Acceptance of Third Party Address as Correspondence Address

 Notification No#CIR/MRD/DP/ 37 /2010     14 December 2010

 Acceptance of Third Party Address as Correspondence Address   CIR/MRD/DP/ 37 /2010 December 14, 2010   To, All Depositories   Dear Sir / Madam,   Sub: Acceptance of third party address as correspondence address   1. SEBI has received representations&nbs..


Smart Order Routing (SOR) - Clarification

 Notification No#CIR/MRD/DP/ 36 /2010     09 December 2010

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Half yearly report by Trustees

 Notification No#Cir/ IMD/ DF/20/2010     06 December 2010

 Half yearly report by Trustees     Cir/ IMD/ DF/20/2010 December 06, 2010   All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds   Dear Sir/Madam,   Sub: Half yearly report by Trustees   ..


Establishment of Connectivity with both depositories NSDL and CDSL

 Notification No#CIR/MRD/DP/ 35 /2010     01 December 2010

 Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement   CIR/MRD/DP/ 35 /2010   December 01, 2010     To, All Stock Exchanges   Dear Sir / M..


Allocation of Government debt and corporate debt investment limits to FIIs

 Notification No#CIR/IMD/FIIC/18 /2010     26 November 2010

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Circular for Mutual Funds

 Notification No#Cir / IMD / DF / 19 / 2010     26 November 2010

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