Investments & Personal Finance Notification & Circulars


Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement

 Notification No#CIR/CFD/POLICY CELL/7/2014     15 September 2014

    Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement   Please find the attached fle for details     ..


Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

 Notification No#CIR/CFD/POLICYCELL/5/2014     25 August 2014

    Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)     Please refer the attached file for details     ..


SEBI {KYC(Know Your Client) Registration Agency} (Second Amendment) Regulations, 2014

 Notification No#No. LAD-NRO/GN/2014-15/05/23483     11 August 2014

THE GAZETTE OF INDIA  EXTRAORDINARY  PART – III – SECTION 4  PUBLISHED BY AUTHORITY  NEW DELHI, AUGUST 11, 2014  SECURITIES AND EXCHANGE BOARD OF INDIA  NOTIFICATION  Mumbai, the 11th of August , 2014 SECURITIES AND EXCHANGE BOARD OF INDIA&n..


Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism

 Notification No#CIR/MRD/DP/24/2014     08 August 2014

CIRCULAR CIR/MRD/DP/ 24 /2014 August 08, 2014   To All Stock Exchanges Dear Sir / Madam,   Sub: Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism   1. Comprehensive guidelines on sale of shares through Offer for S..


Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014

  18 July 2014

  Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014   Please find the attached file for details ..


SEBI provides clarification on esop norms

 Notification No#CIR/CFD/POLICYCELL/3/2014      27 June 2014

    SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013,  CIR/CFD/DIL/7/2013 dated May 13, 2013 and CIR/CFD/POLICYCELL/14/2013 dated  November 29, 2013 - Extension of time line for alignment      Please find the attached file   ..


Companies exclusively listed on De-recognized/Non-operational Stock Exchanges

 Notification No#CIR/MRD/DSA/18/2014     22 May 2014

CIRCULAR    CIR/MRD/DSA/18/2014 May 22, 2014    To    The Managing Directors/Chief Executive Officers/  Officiating Executive Directors of All the Stock Exchanges    Dear Sir/Madam,    Sub: Companies exclusively listed on De-recogni..


Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments

 Notification No#CIR/MRD/DP/14/2014      23 April 2014

CIR/MRD/DP/14/2014 April 23, 2014   To   All Stock Exchanges   Dear Sir / Madam,   Sub: Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments   1. SEBI vide circular CIR/DNPD/5/2011 dated June..


Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement

 Notification No#CIR/CFD/POLICY CELL/2/2014     17 April 2014

CIR/CFD/POLICY CELL/2/2014 April 17, 2014   To All Recognised Stock Exchanges     Dear Sir(s)/Madam(s),   Sub: Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement   1. Please refer to ma..


Compliance with the provisions of Equity Listing Agreement by listed companies – Monitoring by Stock Exchanges

 Notification No#CIR/CFD/POLICYCELL/13/2013     18 November 2013

CIR/CFD/POLICYCELL/13/2013   November 18, 2013     To   All Recognised Stock Exchanges   Dear Sir(s)/Madam(s),   Sub: Compliance with the provisions of Equity Listing Agreement by listed companies – Monitoring by Stock Exchanges ..





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