Investments & Personal Finance Notification & Circulars
Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators
Notification No#CIR/MRD/ICC/ 8 /2013 18 March 2013CIR/MRD/ICC/ 8 /2013 March 18, 2013 All Stock Exchanges having nation-wide trading terminals Dear Madam/Sir, Sub: Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators. SEBI ..
Rationalisation process for obtaining PAN by Investors
Notification No#CIR/MIRSD/01 /2013 04 January 2013CIR/MIRSD/01 /2013 January 04, 2013 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Depository Participants through Depositories 4. Mutual funds 5. Association of Mutual Funds in India 6. Portfolio Managers..
Amendments to SEBI (Mutual Funds) Regulations, 1996
Notification No#CIR/IMD/DF/24/2012 19 November 2012CIRCULAR CIR/IMD/DF/24/2012 November 19, 2012 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Circular on Mutual Funds A. Amendments to SEBI (Mutual Funds..
Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Notification No#CIR/MRD/DP/ 28 /2012 02 November 2012CIR/MRD/DP/ 28 /2012 November 02, 2012 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlemen..
Modification/ Change of name in the Beneficial Owner (BO) account
Notification No#CIR/MRD/DP/ 27 /2012 01 November 2012CIR/MRD/DP/ 27 /2012 November 01, 2012 To, The Depositories, Dear Sir / Madam, Sub: Change of Name in the Beneficial Owner (BO) Account 1. In order to simplify the procedure of change of name in individual ..
Review of Regulatory Compliance and Periodic Reporting
Notification No#CIR/MIRSD/6/2012 14 May 2012CIR/MIRSD/6/2012 May 14, 2012 To All Merchant Bankers registered with SEBI Sir / Madam, Sub: Review of Regulatory Compliance and Periodic Reporting 1. SEBI (Merchant Bankers) Regulations, 1992 have been amended vide notification no. LAD-NRO/GN/20..
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Notification No#CIR/CFD/DIL/5/2012 03 May 2012CIR/CFD/DIL/5/2012 May 3, 2012 To All Registered Merchant Bankers Dear Sir / Madam, Sub: Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 1. Please refer to circular No. SEBI CIR/CFD/DIL/9/2010 dated..
Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results
Notification No#CIR/CFD/DIL/4/2012 16 April 2012CIR/CFD/DIL/4/2012 April 16, 2012 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results 1. Ministry of Corporate Affairs vide Notification dated February 28, ..
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)
Notification No#CIR/CFD/DIL/3/ 2012 13 April 2012CIR/CFD/DIL/3/ 2012 April 13, 2012 To The Stock Exchanges Dear Sir/Madam Sub: Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a centralized web..
Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries
Notification No#MIRSD/ Cir-5 /2012 13 April 2012MIRSD/ Cir-5 /2012 April 13, 2012 SEBI Registered Intermediaries - KYC Registration Agencies (KRAs), Stock Brokers through Stock Exchanges, Depository Participants (DPs) through Depositories, Mutual Funds (MFs) Portfolio Managers (PMs) Venture Capital Funds (VC..
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