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Shares & Stock Notification & Circulars


Rationalisation process for obtaining PAN by Investors

 Notification No#CIR/MIRSD/01 /2013     04 January 2013

  CIR/MIRSD/01 /2013 January 04, 2013   1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Depository Participants through Depositories 4. Mutual funds 5. Association of Mutual Funds in India 6. Portfolio Managers..

Posted in Shares & Stock

Amendments to SEBI (Mutual Funds) Regulations, 1996

 Notification No#CIR/IMD/DF/24/2012     19 November 2012

  CIRCULAR CIR/IMD/DF/24/2012 November 19, 2012 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds   Sir/ Madam,   Subject: Circular on Mutual Funds   A. Amendments to SEBI (Mutual Funds..

Posted in Shares & Stock

Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

 Notification No#CIR/MRD/DP/ 28 /2012     02 November 2012

  CIR/MRD/DP/ 28 /2012   November 02, 2012     To, All Stock Exchanges Dear Sir / Madam,   Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlemen..

Posted in Shares & Stock

Modification/ Change of name in the Beneficial Owner (BO) account

 Notification No#CIR/MRD/DP/ 27 /2012     01 November 2012

  CIR/MRD/DP/ 27 /2012 November 01, 2012   To, The Depositories,   Dear Sir / Madam,   Sub: Change of Name in the Beneficial Owner (BO) Account   1. In order  to  simplify the procedure of change of name in individual ..

Posted in Shares & Stock

Review of Regulatory Compliance and Periodic Reporting

 Notification No#CIR/MIRSD/6/2012     14 May 2012

 CIR/MIRSD/6/2012 May 14, 2012   To All Merchant Bankers registered with SEBI   Sir / Madam,   Sub: Review of Regulatory Compliance and Periodic Reporting    1. SEBI (Merchant Bankers) Regulations, 1992 have been amended vide notification no. LAD-NRO/GN/20..

Posted in Shares & Stock

Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

 Notification No#CIR/CFD/DIL/5/2012     03 May 2012

 CIR/CFD/DIL/5/2012 May 3, 2012   To All Registered Merchant Bankers Dear Sir / Madam,   Sub:  Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009   1. Please refer to circular No. SEBI  CIR/CFD/DIL/9/2010 dated..

Posted in Shares & Stock

Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results

 Notification No#CIR/CFD/DIL/4/2012     16 April 2012

 CIR/CFD/DIL/4/2012 April 16, 2012   To All Stock Exchanges  Dear Sir/Madam,   Sub:   Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results   1. Ministry of Corporate Affairs vide Notification dated February 28, ..

Posted in Shares & Stock

Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)

 Notification No#CIR/CFD/DIL/3/ 2012     13 April 2012

 CIR/CFD/DIL/3/ 2012   April 13, 2012   To The Stock Exchanges Dear Sir/Madam   Sub: Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)   1. SEBI has commenced processing of investor complaints in a centralized web..

Posted in Shares & Stock

Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries

 Notification No#MIRSD/ Cir-5 /2012     13 April 2012

 MIRSD/ Cir-5 /2012 April 13, 2012   SEBI Registered Intermediaries - KYC Registration Agencies (KRAs), Stock Brokers through Stock Exchanges,  Depository Participants (DPs) through Depositories,  Mutual Funds (MFs) Portfolio Managers (PMs) Venture Capital Funds (VC..

Posted in Shares & Stock

Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR)

 Notification No#CIR/MRD/DMS/ 12 /2012     13 April 2012

 CIR/MRD/DMS/ 12 /2012   April 13, 2012   To, All Stock Exchanges / All Depositories Dear Sir / Madam,   Sub:  Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR)..

Posted in Shares & Stock