Investments & Personal Finance Notification & Circulars
SEBI Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism
Notification No#SEBI/HO/MRD1/ICC1/CIR/P/2021/625 02 September 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/ICC1/CIR/P/2021/625 September 02, 2021 All recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/ Depositories Sir/ Madam, Sub: Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017..
SEBI Alignment of interest of Asset Management Companies (‘AMCs’) with the Unitholders of the Mutual Fund Schemes
Notification No#SEBI/HO/IMD/IMD-IDOF5/P/CIR/2021/624 02 September 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-IDOF5/P/CIR/2021/624 September 2, 2021 All Mutual Funds Asset Management Companies Trustee Companies/ Board of Trustees of Mutual Funds Association of Mutual Funds in India Sir/Madam, Subject: Alignment of int..
SEBI Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Notification No#SEBI/HO/MRD/DSA/CIR/P/2021/623 01 September 2021Securities And Exchange Board Of India CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2021/623 September 1, 2021 All Recognised Stock Exchanges Dear Sir / Madam, Subject: Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments 1. SEBI vide ci..
SEBI Extension of time for seeking membership of BSE Administration & Supervision Limited
Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/622 31 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/622 August 31, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Extension of time for seeking membership of BSE Administration & Supervision Limited 1. SEBI in terms of Regulation ..
SEBI Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors
Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621 31 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/621 August 31, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI)/ Registrar and Transfer Agents..
SEBI : Modalities for implementation of the framework for Accredited Investors
Notification No#SEBI/HO/IMD/IMD-I/DF9/P/CIR/2021/620 26 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DF9/P/CIR/2021/620 August 26, 2021 To, Recognized Stock Exchanges, Depositories, Alternative Investment Funds, Portfolio Managers, Investment Advisers Dear Sir/ Madam, Sub: Modalities for implementation of the..
SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology”
Notification No#PR No. 26/2021 25 August 2021Securities and Exchange Board of India PR No. 26/2021 SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology” In order to strengthen the process of security creation and monitoring of security created, asset cover and covenants of the non-c..
SEBI - Penalty for Repeated Delivery Default
Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/619 17 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/619 August 17, 2021 To, The Managing Directors / Chief Executive Officers, All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Penalty for Repeated Delivery Default 1. SE..
Disclosure of shareholding pattern of promoter(s) and promoter group entities
Notification No#SEBI/HO/CFD/CM D/CIR/P/2021/616 13 August 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CM D/CIR/P/2021/616 August 13, 2021 To, All Listed entities All Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Disclosure of shareholding pattern of promoter(s) and promoter group entities. 1. Reg..
SEBI (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/42 13 August 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/42. - In exercise of the powers conferred by section..
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