Investments & Personal Finance Notification & Circulars

Maintenance of Current Accounts in multiple banks by Mutual Funds

Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 04 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 August 4, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject:..

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SEBI (Investment Advisers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/34 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/34. - In exercise of the powers conferred by sub-section (1) of section 30 read..

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Permitting non-scheduled Payments Banks to register as Bankers to an Issue

Notification No#SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 03 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 August 3, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered De..

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2021

Notification No#No. SEBI.LAD-NRO/GN/2021/32 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2021 No. SEBI.LAD-NRO/GN/2021/32. - In exercise of the powers conferred by sub-section (1) of Section 30 rea..

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SEBI (Credit Rating Agencies) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/29 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/29.-In exercise of the powers conferred by section 30 read with section 11 of the Secur..

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SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/33 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/33.- In exercise of the powers conferred by sub-section (1) of Section ..

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SEBI (Portfolio Managers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/31 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/31. - In exercise of the powers conferred by sub-section (1) of Section 30 read ..

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SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/35 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/35.- In exercise of the powers conferred by secti..

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SEBI (Regulatory Sandbox) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/30 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY SANDBOX) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/30. - In exercise of the powers conferred by section 31 of the Securities Contracts (Regu..

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RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests

Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 26 July 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 July 26, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Registrar and Transfer Agents of Mutual Funds (RTAs) Association of Mut..

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