Investments & Personal Finance Notification & Circulars

Modification in Operational Guidelines for FPIs and DDPs pursuant to amendment in SEBI (Foreign Portfolio Investors) Regulations, 2019

Notification No#Circular No. SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 609 04 August 2021

Securities and Exchange Board of India Circular SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 609 Dated: August 04, 2021 To 1. Foreign Portfolio Investors (“FPIs”) 2. Custodians and Designated Depository Participants (“DDPs”) 3. The Depositories (NSDL and CDSL) All..

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Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs)

Notification No#SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/611 04 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/611 August 04, 2021 To, All Infrastructure Investment Trusts (InvITs) All Parties to InvITs Madam / Sir, Sub: Requirement of minimum number and holding of unit holders for unlisted Infrastructure ..

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Maintenance of Current Accounts in multiple banks by Mutual Funds

Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 04 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 August 4, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject:..

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SEBI (Investment Advisers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/34 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/34. - In exercise of the powers conferred by sub-section (1) of section 30 read..

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Permitting non-scheduled Payments Banks to register as Bankers to an Issue

Notification No#SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 03 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 August 3, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered De..

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2021

Notification No#No. SEBI.LAD-NRO/GN/2021/32 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) (AMENDMENT) REGULATIONS, 2021 No. SEBI.LAD-NRO/GN/2021/32. - In exercise of the powers conferred by sub-section (1) of Section 30 rea..

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SEBI (Credit Rating Agencies) (Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/29 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/29.-In exercise of the powers conferred by section 30 read with section 11 of the Secur..

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SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/33 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/33.- In exercise of the powers conferred by sub-section (1) of Section ..

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SEBI (Portfolio Managers) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/31 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/31. - In exercise of the powers conferred by sub-section (1) of Section 30 read ..

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SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021

Notification No#No. SEBI/LAD-NRO/GN/2021/35 03 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/35.- In exercise of the powers conferred by secti..

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