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Dear Professional Colleague, Subject: Recognition to Company Secretary in Practice to provide Certificate of Compliance to RTAs The Institute of Company Secretaries of India has been continually endeavouring to open new doors of opportunities for its members. In pursuance of its initiatives, the Institute has been making representations and sending its views and suggestions on draft rules, regulations, policies and guidelines, etc. issued by Ministries and Regulatory Bodies seeking recogni
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FAQ :
SEBI has authorised Practising Company Secretaries (PCS) to provide a Certificate of Compliance to Registrars to an Issue and Share Transfer Agents (RTAs).
A Practising Company Secretary (PCS) is responsible for providing the Certificate of Compliance.
The Certificate of Compliance should be provided to Registrars to an Issue and Share Transfer Agents (RTAs).
The certificate certifies the changes carried out, systems put in place, and new operating procedures implemented by RTAs to comply with the provisions of the SEBI circular.
The SEBI circular (SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/65) was issued on November 3, 2021.
RTAs must provide the certificate from a practicing Company Secretary within 45 days of the circular's issuance.
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