Order in the matter of Adroit Corporate Services Ltd, Registrar to an Issue and Share Transfer Agent

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Last updated: 29 October 2020
Quick Summary
The Securities and Exchange Board of India (SEBI) has issued an order concerning Adroit Corporate Services Pvt. Ltd., a registered Registrar to an Issue and Share Transfer Agent. Following an inspection and audit covering periods up to March 2016, SEBI noted alleged violations by Adroit. These violations reportedly relate to the maintenance of specimen signatures when processing requests for share dematerialisation, transfers, and the issuance of duplicate share certificates.

Court :
SEBI

Brief :
Securities and Exchange Board of India (“SEBI”) granted a certificate of registration as a Registrar to an Issue and Share Transfer Agent (Category 1 RTA) to Adroit Corporate Services Pvt. Ltd. (Adroit/Noticee) in accordance with the provisions of SEBI(Registrar to an Issue and Share Transfer Agent) Regulations, 1993 (RTA Regulations).

Citation :
WTM/GM/EFD-2/42/2020-21

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