Company A is a Broking company regulated by SEBI and Company B is an NBFC regulated by RBI. I wanted to understand whether is it fine if both companies have a common compliance officer?
Tarak Shah (VP) (21 Points)
26 October 2017Company A is a Broking company regulated by SEBI and Company B is an NBFC regulated by RBI. I wanted to understand whether is it fine if both companies have a common compliance officer?
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