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Compliance Certificate of listed company

CA Suraj Prasad Shaw (Chartered Accountant) (504 Points)

24 June 2011  

Expert Please help.

What is time limit for obtaining the compliance certificate from CS? When it is obtained ?

Please provide a format of Compliance Certificate.

Whether compliance certificate & secretarial audit is same?

Is it mandatory for Companies to get secretarial audit, please clarify.

 4 Replies

Jaideep (Service) (1363 Points)
Replied 27 June 2011

Companies require to obtain Compliace certificate on annual basis, it is different from secretarial audit which is still not mandatory, however companies having prescribed capital from time to time is require to file compliace certificate within 30 days from AGM.

As such you can take the compliave certifcate on the date close to the date of accounts approval Board Meeting.

As said above Secretarial Audit is not mandatory till now.



Jaideep Pandya

1 Like

Pravin Gupta CS (trainee) (789 Points)
Replied 27 June 2011

Compliance certificate shold have to be obtained before sending notice to shareholders..

1 Like

Pravin Gupta CS (trainee) (789 Points)
Replied 27 June 2011

i.e. before the date of notice of AGM...

1 Like

CS Shivi Reddy (COMPANY SECRETARY) (175 Points)
Replied 28 June 2011

dear all,

if the company is a listed company then it has to appint a whole time cs then there is no need of obtaining compliance certificate from a cs.



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