Investments & Personal Finance Files





pdf File
81 KB

Redemption of Indian Depository Receipts(IDRs)

Redemption of Indian Depository Receipts(IDRs)...

Posted on 11 June 2011  (Downloads: 127) Investments & Personal Finance


pdf File
28 KB

Pre- funded instruments / Electronic fund transfers

Pre- funded instruments / Electronic fund transfers...

Posted on 10 June 2011  (Downloads: 189) Investments & Personal Finance


docx File
18 KB

Portfolio Management

SFM - Glance of formulas on Port. Mgt...

Posted on 07 June 2011  (Downloads: 1305) Investments & Personal Finance


pdf File
70 KB

Processing of investor complaints against listed companies in SEBI

Processing of investor complaints against listed companies in SEBI...

Posted on 04 June 2011  (Downloads: 88) Investments & Personal Finance


pdf File
26 KB

pdf File
23 KB

Liquidity enhancement schemes for illiquid securities in

Liquidity enhancement schemes for illiquid securities in equity derivatives segment...

Posted on 04 June 2011  (Downloads: 37) Investments & Personal Finance


pdf File
95 KB

Illiquid Securities in Equity Derivatives Segment

Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment. Section 11(1) of the Securities and Exchange Board of India Act 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956...

Posted on 03 June 2011  (Downloads: 69) Investments & Personal Finance


pdf File
11 KB

Accept bids using ASBA facility

Accept bids using ASBA facility...

Posted on 31 May 2011  (Downloads: 90) Investments & Personal Finance


pdf File
63 KB

Investor Complaint form

iNVESTOR Complaint form...

Posted on 30 May 2011  (Downloads: 42) Investments & Personal Finance


pdf File
418 KB

FAQ's Online Trading

All About Online Trading...

Posted on 25 May 2011  (Downloads: 528) Investments & Personal Finance


pdf File
21 KB

Option to hold units in demat form

Option to hold units in demat form...

Posted on 20 May 2011  (Downloads: 171) Investments & Personal Finance


pdf File
23 KB

Adjustment of differential pricing amount

Adjustment of differential pricing amount at the time of application for allotment of specified securities...

Posted on 20 May 2011  (Downloads: 92) Investments & Personal Finance


pdf File
23 KB

SEBI circular on discounted share prices

Cases where companies are providing discount on IPO / FPO share price: Earlier retail investors, need to pay full amount including discount amount at the time of application for IPO/FPO. And latter after allotment, retail investor get the differential am...

Posted on 20 May 2011  (Downloads: 95) Investments & Personal Finance


pdf File
172 KB

Brokers get Sebi relief on access to client accounts

Brokers get Sebi relief on access to client accounts...

Posted on 18 May 2011  (Downloads: 87) Investments & Personal Finance


pdf File
276 KB

MFSS Newsletter-May 2011

NSE Mutual Fund Service System (MFSS)...

Posted on 17 May 2011  (Downloads: 84) Investments & Personal Finance


pdf File
22 KB

Clarification on circular dated December 3, 2009 on 'Dealing

Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker...

Posted on 17 May 2011  (Downloads: 20) Investments & Personal Finance


pdf File
19 KB

Self Clearing Member in the Currency Derivatives Segment

Self Clearing Member in the Currency Derivatives Segment...

Posted on 17 May 2011  (Downloads: 45) Investments & Personal Finance


pdf File
118 KB

Meaning and Concept of Capital Market

Meaning and Concept of Capital Market...

Posted on 16 May 2011  (Downloads: 642) Investments & Personal Finance


pdf File
103 KB

Dealings between a Client and a Stock broker

This is with reference to SEBI circular No. MIRSD/SE/Cir-19/2009 dated December 3, 2009 wherein the stock brokers were directed to comply with the requirements as annexed to the aforesaid circular....

Posted on 14 May 2011  (Downloads: 235) Investments & Personal Finance






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