Investments & Personal Finance Files

Cases where companies are providing discount on IPO / FPO share price: Earlier retail investors, need to pay full amount including discount amount at the time of application for IPO/FPO. And latter after allotment, retail investor get the differential am...

Posted on 20 May 2011 (Downloads: 95) Investments & Personal Finance

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Brokers get Sebi relief on access to client accounts

Brokers get Sebi relief on access to client accounts...

Posted on 18 May 2011 (Downloads: 87) Investments & Personal Finance

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MFSS Newsletter-May 2011

NSE Mutual Fund Service System (MFSS)...

Posted on 17 May 2011 (Downloads: 84) Investments & Personal Finance

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Clarification on circular dated December 3, 2009 on 'Dealing

Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker...

Posted on 17 May 2011 (Downloads: 20) Investments & Personal Finance

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Self Clearing Member in the Currency Derivatives Segment

Self Clearing Member in the Currency Derivatives Segment...

Posted on 17 May 2011 (Downloads: 45) Investments & Personal Finance

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Meaning and Concept of Capital Market

Meaning and Concept of Capital Market...

Posted on 16 May 2011 (Downloads: 642) Investments & Personal Finance

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Dealings between a Client and a Stock broker

This is with reference to SEBI circular No. MIRSD/SE/Cir-19/2009 dated December 3, 2009 wherein the stock brokers were directed to comply with the requirements as annexed to the aforesaid circular....

Posted on 14 May 2011 (Downloads: 235) Investments & Personal Finance

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Reporting of Offshore Derivative Instruments(ODIs)/

Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity...

Posted on 13 May 2011 (Downloads: 89) Investments & Personal Finance

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Applications Supported by Blocked Amount (ASBA) facility

Applications Supported by Blocked Amount (ASBA) facility...

Posted on 02 May 2011 (Downloads: 62) Investments & Personal Finance

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AML Business Requirements

AML Business Requirements...

Posted on 29 April 2011 (Downloads: 224) Investments & Personal Finance

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Service of Documents by e-mode

Recently, the Postal Department has discontinued the UPC service namely the facility of Certificate of Posting.Therefore, now the Ministry of Corporate Affairs has permitted the service of documents upon the Shareholders through e-mail instead of physical...

Posted on 28 April 2011 (Downloads: 212) Investments & Personal Finance

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Certificate of Posting discontinued

Postal Department has discontinued the UPC service namely the facility of Certificate of Posting. The Ministry of Corporate Affairs has permitted the service of documents upon the Shareholders through e-mail instead of physical mode Postal Departmen...

Posted on 28 April 2011 (Downloads: 153) Investments & Personal Finance