Notification & Circulars

Tendering of shares in open offers, buybacks and delisting offers by marking lien in the demat account of the shareholders

Notification No#SEBI/HO/CFD/DCR-III/CIR/P/2021/615 13 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DCR-III/CIR/P/2021/615 August 13, 2021 To Recognized Stock Exchanges Registered Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depos..

Posted in Investments & Personal Finance

SEBI (Alternative Investment Funds) (Fourth Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/41 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/41. - In exercise of the powers conferred by sub-section (1) of Section..

Posted in Investments & Personal Finance

'Security and Covenant Monitoring’ using Distributed Ledger Technology

Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618 13 August 2021

Securities and Exchange Board of India SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618 August 13, 2021 To, All entities who have listed their non-convertible securities or Issuers who propose to list their non- convertible securities All Debenture Trustees registered with SEBI All Credit Ra..

Posted in Investments & Personal Finance

SEBI (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/45 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/45. - In exercise of the powers conferred under sectio..

Posted in Investments & Personal Finance

SEBI Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/44 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/44. - In exercise of the powers conferred by sections 4, 8A and 31..

Posted in Investments & Personal Finance

Disclosure of shareholding pattern of promoter(s) and promoter group entities

Notification No#SEBI/HO/CFD/CM D/CIR/P/2021/616 13 August 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/CM D/CIR/P/2021/616 August 13, 2021 To, All Listed entities All Recognized Stock Exchanges All Depositories Dear Sir/Madam, Sub: Disclosure of shareholding pattern of promoter(s) and promoter group entities. 1. Reg..

Posted in Investments & Personal Finance

SEBI (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/42 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/42. - In exercise of the powers conferred by section..

Posted in Investments & Personal Finance

Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System driven disclosures - Ease of doing business

Notification No#SEBI/HO/ISD/ISD/CIR/P/2021/617 13 August 2021

Securities and Exchange Broad of India CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/617 August 13, 2021 To All Listed Companies All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Sub: Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of I..

Posted in Investments & Personal Finance

Issue of the IFSCA Banking Handbook

Notification No#F.No. 110/IFSCA/banking Regulation/2021-22/6 13 August 2021

International Financial Services Centres Authority F.No. 110/IFSCA/banking Regulation/2021-22/6 Date: August 13, 2021 To, All IFSC Banking Units (IBUs) Dear Sir/Madam, Subject: Issue of the IFSCA Banking Handbook Please refer to the IFSCA (Banking) Regulations, 2020 (as amended up ..

Posted in Miscellaneous

SEBI (Depositories and Participants) (Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/43 13 August 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th August, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/43. - In exercise of the powers conferred by Section 30 of the Securities and Ex..

Posted in Investments & Personal Finance