Investments & Personal Finance Notification & Circulars

Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement

Notification No#-- 17 May 2010

Posted in Investments & Personal Finance

SEBI (Credit Rating Agencies) (Amendment) Regulations, 2010 –Gazette Notification dated March 19, 2010

Notification No#-- 13 May 2010

Posted in Investments & Personal Finance

Disclosure of investor complaints with respect to Mutual Funds

Notification No#-- 13 May 2010

Posted in Investments & Personal Finance

Making Annual Reports of Listed Companies easily accessible.

Notification No#-- 07 May 2010

Posted in Investments & Personal Finance

Introduction of Index options with tenure up to 5 years

Notification No#-- 04 May 2010

Posted in Investments & Personal Finance

Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#-- 03 May 2010

CIRCULAR CIR/MRD/DP/16/2010 May 3, 2010 To, The Executive Directors/Managing Directors of all Stock Exchanges Dear Sir/Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rol..

Posted in Investments & Personal Finance

Guidelines for Credit Rating Agencies

Notification No#-- 03 May 2010

CIR/MIRSD/CRA/6/2010 May 3, 2010 All Credit Rating Agencies Registered with SEBI Dear Sirs, Sub: Guidelines for Credit Rating Agencies..

Posted in Investments & Personal Finance

Margining of institutional trades in the cash market

Notification No#-- 28 April 2010

Margining of institutional trades in the cash market CIRCULAR CIR/MRD/DP/15/2010 April 28, 2010 The Executive Directors/Managing Directors of all Stock Exchanges Dear Sir/Madam, Sub: Margining of institutional trades in the cash market ..

Posted in Investments & Personal Finance

Introduction of derivative contracts on Volatility Index

Notification No#-- 27 April 2010

CIRCULAR CIR/DNPD/ 1 /2010 April 27, 2010 Recognized Stock Exchanges and their Clearing Corporations / Clearing Houses Dear Sir/Madam, Sub: Introduction of derivative contracts on Volatility Index..

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Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal

Notification No#-- 26 April 2010

CIRCULAR CIR/MRD/DP/ 14 /2010 April 26, 2010 To, The Executive Directors/Managing Directors of all Stock Exchanges Dear Sir/Madam, Sub: Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide&..

Posted in Investments & Personal Finance