Investments & Personal Finance Notification & Circulars

Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 23 /2010 05 August 2010

Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIRCULAR CIR/MRD/DP/ 23 /2010 August 05, 2010 To, All Stock Exchanges Dear Sir / ..

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Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs)

Notification No#CIR/IMD/DF/6/2010 30 July 2010

Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs) CIRCULAR CIR/IMD/DF/6/2010 July 30, 2010 To All Intermediaries registered with SEBI under Section 12 of the SEBI Act. (Through the stock exchanges for stock ..

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Options on USD-INR Spot Rate

Notification No#CIR/DNPD/ 5 /2010 30 July 2010

Options on USD-INR Spot Rate CIRCULAR CIR/DNPD/ 5 /2010 July 30, 2010 Recognized Stock Exchanges and their Clearing Corporations / Clearing Houses Dear Sir/Madam, Sub: Options on USD-INR Spot Rate 1. This is in continuation of SEBI Circular..

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Mandatory requirement of Permanent Account Number (PAN)

Notification No#CIR/MRD/DP/ 22 /2010 29 July 2010

Mandatory requirement of Permanent Account Number (PAN) CIRCULAR CIR/MRD/DP/ 22 /2010 July 29, 2010 To, The Depositories Dear Sir/Madam, Sub: Mandatory requirement of Permanent Account Number (PAN) 1. Please refer to SEBI circular No.MRD/D..

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Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds

Notification No#Cir / IMD / DF / 6 / 2010 28 July 2010

Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds CIRCULAR Cir / IMD / DF / 6 / 2010 July 28, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Su..

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Market Access through Authorised Persons

Notification No#SEBI/Cir/MIRSD/AP/8/2010 23 July 2010

Market Access through Authorised Persons CIRCULAR SEBI/Cir/MIRSD/AP/8/2010 July 23, 2010 To The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges Dear Sir/..

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Introduction of call auction in Pre-open session

Notification No#CIR/MRD/DP/21/2010 15 July 2010

Introduction of call auction in Pre-open session CIRCULAR CIR/MRD/DP/21/2010 July 15, 2010 Sub: Introduction of call auction in Pre-open session ..

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Physical Settlement of Stock Derivatives

Notification No#CIR/DNPD/ 4 /2010 15 July 2010

Physical Settlement of Stock Derivatives CIRCULAR CIR/DNPD/ 4 /2010 July 15, 2010 To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir, Su..

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Applications Supported by Blocked Amount (ASBA) facility in public issues

Notification No#CIR/CFD/DIL/7/2010 13 July 2010

Applications Supported by Blocked Amount (ASBA) facility in public issues CIRCULAR CIR/CFD/DIL/7/2010 July 13, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue Dear Sirs, Sub.: Applications S..

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Revised Exposure Margin for Exchange Traded Equity Derivatives

Notification No#CIR/DNPD/3/2010 07 July 2010

Revised Exposure Margin for Exchange Traded Equity Derivatives CIRCULAR CIR/DNPD/3/2010 July 7, 2010 To, The Managing Directors/Executive Directors of Derivative Segment of NSE and BSE and their Clearing House/Corporation Dear Sir/Madam, ..

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