Investments & Personal Finance Notification & Circulars

Trading Rules and shareholding in dematerialized mode

Notification No#SEBI/Cir/ISD/ 1 /2010 02 September 2010

Trading Rules and shareholding in dematerialized mode CIRCULAR SEBI/Cir/ISD/ 1 /2010 September 2, 2010 To, The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges ..

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Introduction of Smart Order Routing

Notification No#CIR/MRD/DP/26/2010 27 August 2010

Introduction of Smart Order Routing CIRCULAR CIR/MRD/DP/26/2010 August 27, 2010 To All Stock Exchanges Dear Sir / Madam, Sub: Introduction of Smart Order Routing 1) SEBI has received proposal from the stock exchanges and market pa..

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Clarification on Introduction of Call Auction in pre-open session

Notification No#CIR/MRD/DP/27/2010 27 August 2010

Clarification on Introduction of Call Auction in pre-open session CIRCULAR CIR/MRD/DP/27/2010 August 27, 2010 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Dir..

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Securities Trading using Wireless Technology

Notification No#CIR/MRD/DP/ 25/2010 27 August 2010

Securities Trading using Wireless Technology CIRCULAR CIR/MRD/DP/ 25/2010 August 27, 2010 To All Stock Exchanges Dear Sir/ Madam, Sub: Securities Trading using Wireless Technology 1. It has been decided that SEBI registered brokers who pr..

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Review of norms for investment and disclosure by Mutual Funds in derivatives

Notification No#Cir/ IMD/ DF/ 11/ 2010 18 August 2010

CIRCULAR Cir/ IMD/ DF/ 11/ 2010 August 18, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Review of norms for investment and disclosure by Mutual Funds in derivatives ..

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Transferability of Mutual Fund units

Notification No#CIR/IMD/DF/10/2010 18 August 2010

Transferability of Mutual Fund units CIRCULAR CIR/IMD/DF/10/2010 August 18, 2010 All Mutual Funds/Asset Management Companies/Trustee Companies/Boards of Trustees of Mutual Funds/All registered Stock Exchanges/NSDL/CDSL/All registered Registrars and Share tra..

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Updation of investor related documents

Notification No#Cir / IMD / DF / 9 / 2010 12 August 2010

Updation of investor related documents CIRCULAR Cir / IMD / DF / 9 / 2010 August 12, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Updation of investor related documents 1. SEBI vide circular No. SEBI/IMD/CIR ..

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Arbitration Mechanism in Stock Exchanges

Notification No#CIR/MRD/DSA/24/2010 11 August 2010

CIRCULAR CIR/MRD/DSA/24/2010 August 11, 2010 To The Managing Director/Executive Director of all Stock Exchanges. Dear Sir / Madam, Subject: Arbitration Mechanism in Stock Exchanges..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 23 /2010 05 August 2010

Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIRCULAR CIR/MRD/DP/ 23 /2010 August 05, 2010 To, All Stock Exchanges Dear Sir / ..

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Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs)

Notification No#CIR/IMD/DF/6/2010 30 July 2010

Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs) CIRCULAR CIR/IMD/DF/6/2010 July 30, 2010 To All Intermediaries registered with SEBI under Section 12 of the SEBI Act. (Through the stock exchanges for stock ..

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