Investments & Personal Finance Notification & Circulars

Review of norms for investment and disclosure by Mutual Funds in derivatives

Notification No#Cir/ IMD/ DF/ 11/ 2010 18 August 2010

CIRCULAR Cir/ IMD/ DF/ 11/ 2010 August 18, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Review of norms for investment and disclosure by Mutual Funds in derivatives ..

Posted in Investments & Personal Finance

Transferability of Mutual Fund units

Notification No#CIR/IMD/DF/10/2010 18 August 2010

Transferability of Mutual Fund units CIRCULAR CIR/IMD/DF/10/2010 August 18, 2010 All Mutual Funds/Asset Management Companies/Trustee Companies/Boards of Trustees of Mutual Funds/All registered Stock Exchanges/NSDL/CDSL/All registered Registrars and Share tra..

Posted in Investments & Personal Finance

Updation of investor related documents

Notification No#Cir / IMD / DF / 9 / 2010 12 August 2010

Updation of investor related documents CIRCULAR Cir / IMD / DF / 9 / 2010 August 12, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Sub: Updation of investor related documents 1. SEBI vide circular No. SEBI/IMD/CIR ..

Posted in Investments & Personal Finance

Arbitration Mechanism in Stock Exchanges

Notification No#CIR/MRD/DSA/24/2010 11 August 2010

CIRCULAR CIR/MRD/DSA/24/2010 August 11, 2010 To The Managing Director/Executive Director of all Stock Exchanges. Dear Sir / Madam, Subject: Arbitration Mechanism in Stock Exchanges..

Posted in Investments & Personal Finance | 1 comments

Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 23 /2010 05 August 2010

Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIRCULAR CIR/MRD/DP/ 23 /2010 August 05, 2010 To, All Stock Exchanges Dear Sir / ..

Posted in Investments & Personal Finance

Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs)

Notification No#CIR/IMD/DF/6/2010 30 July 2010

Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs) CIRCULAR CIR/IMD/DF/6/2010 July 30, 2010 To All Intermediaries registered with SEBI under Section 12 of the SEBI Act. (Through the stock exchanges for stock ..

Posted in Investments & Personal Finance

Options on USD-INR Spot Rate

Notification No#CIR/DNPD/ 5 /2010 30 July 2010

Options on USD-INR Spot Rate CIRCULAR CIR/DNPD/ 5 /2010 July 30, 2010 Recognized Stock Exchanges and their Clearing Corporations / Clearing Houses Dear Sir/Madam, Sub: Options on USD-INR Spot Rate 1. This is in continuation of SEBI Circular..

Posted in Investments & Personal Finance

Mandatory requirement of Permanent Account Number (PAN)

Notification No#CIR/MRD/DP/ 22 /2010 29 July 2010

Mandatory requirement of Permanent Account Number (PAN) CIRCULAR CIR/MRD/DP/ 22 /2010 July 29, 2010 To, The Depositories Dear Sir/Madam, Sub: Mandatory requirement of Permanent Account Number (PAN) 1. Please refer to SEBI circular No.MRD/D..

Posted in Investments & Personal Finance

Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds

Notification No#Cir / IMD / DF / 6 / 2010 28 July 2010

Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as “ASBA”) in Mutual Funds CIRCULAR Cir / IMD / DF / 6 / 2010 July 28, 2010 All Mutual Funds, Asset Management Companies (AMCs) Sir/Madam, Su..

Posted in Investments & Personal Finance

Market Access through Authorised Persons

Notification No#SEBI/Cir/MIRSD/AP/8/2010 23 July 2010

Market Access through Authorised Persons CIRCULAR SEBI/Cir/MIRSD/AP/8/2010 July 23, 2010 To The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges Dear Sir/..

Posted in Investments & Personal Finance