Investments & Personal Finance Notification & Circulars
European Style Stock Options
Notification No#CIR/DNPD/6/2010 27 October 2010European Style Stock Options CIR/DNPD/6/2010 October 27, 2010 To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE) Dear Sir, Sub: European Style Sto..
Clarification on Trading Rules and shareholding in dematerialized mode
Notification No#SEBI/Cir/ISD/ 2 /2010 26 October 2010Clarification on Trading Rules and shareholding in dematerialized mode SEBI/Cir/ISD/ 2 /2010 October 26, 2010 To, All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Clarification on Trading Rules and shareholding in dematerialized mode ..
Consolidation or Merger of Schemes
Notification No#Cir / IMD / DF / 15/ 2010 22 October 2010Consolidation or Merger of Schemes Cir / IMD / DF / 15/ 2010 October 22, 2010 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Dear Sir/Madam, Sub: Consolidation or Merger of Schemes Please r..
Establishment of Connectivity with both depositories NSDL and CDSL
Notification No# CIR/MRD/DP/ 34 /2010 14 October 2010CIR/MRD/DP/ 34 /2010 October 14, 2010 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS)to normal Rolling Settlement ..
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Notification No#CIR/CFD/DIL/9/2010 13 October 2010Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 CIR/CFD/DIL/9/2010 October 13, 2010 To All Registered Merchant Bankers Dear Sir / Madam, Sub: Filing Offer Documents under SEBI (Issue of Capital a..
Applications Supported by Blocked Amount (ASBA) facility in public issues
Notification No#CIR/CFD/DIL/8/2010 12 October 2010Applications Supported by Blocked Amount (ASBA) facility in public issues CIR/CFD/DIL/8/2010 October 12, 2010 To All Stock Exchanges To All Registered Merchant Bankers To All Registered Registrars to an Issue To All Registered Bankers to an Issue ..
Monthly reporting by Portfolio Managers
Notification No#Cir. /IMD/DF/14/2010 08 October 2010Monthly reporting by Portfolio Managers Cir. /IMD/DF/14/2010 October 08, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Monthly reporting by Portfolio Managers 1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 ..
Review of Securities Lending and Borrowing (SLB) Framework
Notification No#CIR/MRD/DP/ 33 /2010 07 October 2010Review of Securities Lending and Borrowing (SLB) Framework CIR/MRD/DP/ 33 /2010 October 07, 2010 To All Stock Exchanges and Depositories Dear Sir/ Madam, Sub: Review of Securities Lending and Borrowing (SLB) Framework 1. In partial modification to..
Portfolio Managers - Regulation of Fees and Charges
Notification No#Cir. /IMD/DF/13/2010 05 October 2010Portfolio Managers - Regulation of Fees and Charges CIRCULAR Cir. /IMD/DF/13/2010 October 5, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Portfolio Managers - Regulation of Fees and Charges 1. Portfolio Managers are reg..
Compliance with circular dated April 15, 2010
Notification No#CIR/IMD/FII/12/2010 29 September 2010Compliance with circular dated April 15, 2010 CIR/IMD/FII/12/2010 September 29, 2010 To All Foreign Institutional Investors through their designated Custodians of Securities & Stock Exchanges Dear Sir/ Madam, Sub: Compliance with circular da..
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